Base
Customs Broker

Reynaldo Roman Jr.

PA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Reynaldo Roman Jr.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Reynaldo Roman Jr.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

000-53393
2010-04-29

SEC filing

View on SEC.gov →
001-14315
2003-01-31

2002 ANNUAL REPORT TO SHAREHOLDERS

View on SEC.gov →
333-89086
2002-05-24

FORM S-8

View on SEC.gov →
811-08448
2015-08-21

ANNUAL NPX DISCLOSURE

View on SEC.gov →
333-67170
2002-05-20

EXHIBIT 4.1

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
811-08448
2014-08-27

ANNUAL NPX DISCLOSURE

View on SEC.gov →
811-06102
2021-08-27

MFS SERIES TRUST VI N-PX

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
005-91513
2020-05-27

EX-99.1

View on SEC.gov →
333-205439
2015-11-02

EX-4.1

View on SEC.gov →
811-05083
2014-11-26

SEC filing

View on SEC.gov →
811-05083
2014-08-29

FOR REPORTING PERIOD JULY 1, 2013 THROUGH JUNE 30, 2014

View on SEC.gov →
811-04297
2014-08-29

FOR REPORTING PERIOD JULY 1, 2013 THROUGH JUNE 30, 2014

View on SEC.gov →
811-04297
2014-11-26

AMENDMENT NO. 1

View on SEC.gov →
333-286405
2025-04-04

REGISTRATION STATEMENT

View on SEC.gov →
811-06102
2022-08-29

MFS SERIES TRUST VI N-PX

View on SEC.gov →
333-286405
2025-05-29

PROSPECTUS

View on SEC.gov →
333-286405
2025-05-09

AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
811-05309
2021-08-23

NUVEEN INVESTMENT FUNDS, INC.

View on SEC.gov →
811-08786
2014-08-27

ANNUAL NPX DISCLOSURE

View on SEC.gov →
811-05309
2020-08-24

NUVEEN INVESTMENT FUNDS, INC.

View on SEC.gov →
001-00043
2020-05-05

EX-99.1

View on SEC.gov →
001-03122
2003-11-26

SEC filing

View on SEC.gov →
001-03122
2003-10-23

SEC filing

View on SEC.gov →
022-28706
2003-10-20

SEC filing

View on SEC.gov →
811-05201
2014-08-22

N-PX

View on SEC.gov →
811-07883
2019-08-23

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES

View on SEC.gov →
811-22468
2014-08-28

ASHMORE FUNDS

View on SEC.gov →
811-02031
2020-08-28

MFS SERIES TRUST V N-PX

View on SEC.gov →
811-07883
2018-08-29

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21978
2014-08-28

ANNUAL NPX DISCLOSURE

View on SEC.gov →
001-15829
2015-12-17

EX-10.6

View on SEC.gov →
811-08786
2016-08-16

ANNUAL N-PX DISCLOSURE

View on SEC.gov →
811-02968-99
2014-08-28

SEC filing

View on SEC.gov →
811-07959
2017-08-22

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-21978
2015-08-21

ANNUAL NPX DISCLOSURE

View on SEC.gov →
811-04676
2014-08-28

2014 N-PX

View on SEC.gov →
811-07655
2014-08-19

N-PX

View on SEC.gov →
811-04257
2014-08-19

N-PX FILING - DEUTSCHE VARIABLE SERIES I

View on SEC.gov →
811-08786
2015-08-21

ANNUAL NPX DISCLOSURE

View on SEC.gov →
811-04670
2015-08-18

N-PX FILING - DEUTSCHE GLOBAL/INTERNATIONAL FUND, INC.

View on SEC.gov →
811-07170
2014-08-20

FORM N-PX

View on SEC.gov →
811-04813
2014-08-18

FORM N-PX

View on SEC.gov →
811-08786
2017-08-15

NPX VOTES

View on SEC.gov →
811-07237
2014-08-08

PUTNAM INVESTMENT FUNDS

View on SEC.gov →
811-01743
2014-08-14

N-PX

View on SEC.gov →
811-10045
2021-08-26

CALVERT IMPACT FUND, INC.

View on SEC.gov →
811-06247
2014-08-26

FORM N-PX

View on SEC.gov →
811-02968-99
2016-08-30

SEC filing

View on SEC.gov →
811-06312
2014-08-18

SEC filing

View on SEC.gov →
811-22410
2021-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-05346
2020-08-19

PUTNAM VARIABLE TRUST

View on SEC.gov →
811-07123
2014-08-18

FORM N-PX

View on SEC.gov →
333-131630-56
2006-10-02

FREE WRITING PROSPECTUS

View on SEC.gov →
811-05430
2023-11-30

SSGA FUNDS

View on SEC.gov →
811-22057
2017-08-29

BRD6J1_0001395057_2017

View on SEC.gov →
811-03732
2021-08-27

MFS VARIABLE INSURANCE TRUST II N-PX

View on SEC.gov →
811-05430
2021-08-27

SSGA FUNDS

View on SEC.gov →
811-07572
2014-08-28

PFI 2014 N-PX 08/31 PART 4

View on SEC.gov →
811-02031
2021-08-27

MFS SERIES TRUST V N-PX

View on SEC.gov →
811-06400
2021-08-13

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-06161
2014-08-28

ALLIANZ FUNDS

View on SEC.gov →
811-05430
2023-11-30

SSGA FUNDS

View on SEC.gov →
811-08234
2022-08-11

N-PX

View on SEC.gov →
811-07239
2018-08-29

SEC filing

View on SEC.gov →
811-23002
2022-08-25

LATTICE STRATEGIES TRUST

View on SEC.gov →
811-05346
2014-08-08

PUTNAM VARIABLE TRUST

View on SEC.gov →
811-22480
2014-08-27

SEC filing

View on SEC.gov →
811-04236
2009-08-28

SEC filing

View on SEC.gov →
811-05430
2020-08-27

SSGA FUNDS

View on SEC.gov →
811-05511
2014-08-20

SEC filing

View on SEC.gov →
811-21922
2014-09-03

SEC filing

View on SEC.gov →
811-07513
2020-08-19

PUTNAM FUNDS TRUST

View on SEC.gov →
811-23477
2020-08-28

FORM N-PX

View on SEC.gov →
333-172772-43333-172772-42333-172772-41333-172772-40333-172772-39333-172772-38333-172772-37333-172772333-172772-36333-172772-35333-172772-34333-172772-33333-172772-32333-172772-31333-172772-30333-172772-29333-172772-28333-172772-27333-172772-26333-172772-25333-172772-24333-172772-23333-172772-22333-172772-21333-172772-20333-172772-19333-172772-18333-172772-17333-172772-16333-172772-15333-172772-14333-172772-13333-172772-12333-172772-11333-172772-10333-172772-09333-172772-08333-172772-07333-172772-06333-172772-05333-172772-04333-172772-03333-172772-02333-172772-63333-172772-62333-172772-61333-172772-60333-172772-59333-172772-58333-172772-57333-172772-56333-172772-55333-172772-54333-172772-53333-172772-52333-172772-51333-172772-50333-172772-49333-172772-48333-172772-47333-172772-45333-172772-46333-172772-44333-172772-01333-172772-64333-172772-65
2011-05-02

EX-10.9

View on SEC.gov →
811-04984
2018-08-29

SEC filing

View on SEC.gov →
811-23002
2023-08-17

N-PX

View on SEC.gov →
811-21475
2014-08-14

BRD_0190001272950

View on SEC.gov →
811-04492
2014-08-27

MFS SERIES TRUST X N-PX

View on SEC.gov →
811-07513
2014-08-08

PUTNAM FUNDS TRUST

View on SEC.gov →
811-22717
2020-08-11

PROXY VOTING SUMMARY

View on SEC.gov →
811-08789
2020-08-28

N-PX

View on SEC.gov →
811-01355
2014-08-14

N-PX

View on SEC.gov →
811-22819
2018-08-29

ETFIS SERIES TRUST I

View on SEC.gov →
811-03732
2022-08-29

MFS VARIABLE INSURANCE TRUST II N-PX

View on SEC.gov →
811-04852
2014-08-08

N-PX

View on SEC.gov →
811-09689
2018-08-24

MASTER TRUST NPX 2018

View on SEC.gov →
811-22375
2019-08-29

PIMCO EQUITY SERIES

View on SEC.gov →
811-22717
2021-08-09

PROXY VOTING RECORD

View on SEC.gov →
811-04920
2009-08-28

WASATCH FUNDS, INC.

View on SEC.gov →
811-05186
2018-07-26

SEC filing

View on SEC.gov →
811-08789
2014-08-08

N-PX

View on SEC.gov →
811-04367
2014-08-26

N-PX

View on SEC.gov →
333-172772-43333-172772-42333-172772-41333-172772-40333-172772-39333-172772-38333-172772-37333-172772333-172772-36333-172772-35333-172772-34333-172772-33333-172772-32333-172772-31333-172772-30333-172772-29333-172772-28333-172772-27333-172772-26333-172772-25333-172772-24333-172772-23333-172772-22333-172772-21333-172772-20333-172772-19333-172772-18333-172772-17333-172772-16333-172772-15333-172772-14333-172772-13333-172772-12333-172772-11333-172772-10333-172772-09333-172772-08333-172772-07333-172772-06333-172772-05333-172772-04333-172772-03333-172772-02333-172772-63333-172772-62333-172772-61333-172772-60333-172772-59333-172772-58333-172772-57333-172772-56333-172772-55333-172772-54333-172772-53333-172772-52333-172772-51333-172772-50333-172772-49333-172772-48333-172772-47333-172772-45333-172772-46333-172772-44333-172772-01333-172772-64333-172772-65
2011-05-02

EX-10.8

View on SEC.gov →
811-08789
2021-08-30

N-PX

View on SEC.gov →
811-09903
2021-08-25

FORM N-PX

View on SEC.gov →
811-08532
2014-08-26

FORM N-PX

View on SEC.gov →
811-10487
2022-08-18

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-06400
2014-08-29

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
9XH
License Status
Active
Address
PA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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