Base
Customs Broker

a Brokerage Firm

TX

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “a Brokerage Firm” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “a Brokerage Firm” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Rule2025-18238
2025-09-19

Acceleration of Effectiveness of Registration Statements of Issuers With Certain Mandatory Arbitration Provisions

Notice2024-10824
2024-05-17

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs

Notice2024-10823
2024-05-17

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs

SEC Filings (100)

005-58821
2005-07-19

EXHIBIT 99.3

View on SEC.gov →
005-58821
2005-07-19

EXHIBIT 99.9

View on SEC.gov →
001-16707
2004-08-05

SWEEP FEATURE AGREEMENT

View on SEC.gov →
333-99759
2003-03-04

LISTING CONTRACT

View on SEC.gov →
013-00114
2025-03-14

SEC filing

View on SEC.gov →
013-00114
2024-10-30

SEC filing

View on SEC.gov →
013-00114
2026-04-16

SEC filing

View on SEC.gov →
013-00114
2024-10-29

SEC filing

View on SEC.gov →
013-00114
2023-12-28

SEC filing

View on SEC.gov →
013-00114
2023-12-28

SEC filing

View on SEC.gov →
013-00114
2025-01-24

SEC filing

View on SEC.gov →
084-06522
2022-03-29

SEC filing

View on SEC.gov →
013-00114
2024-06-25

SEC filing

View on SEC.gov →
013-00114
2024-02-27

SEC filing

View on SEC.gov →
084-06522
2016-09-06

SEC filing

View on SEC.gov →
084-06522
2016-05-02

SEC filing

View on SEC.gov →
084-06522
2022-07-25

SEC filing

View on SEC.gov →
084-06522
2026-02-10

SEC filing

View on SEC.gov →
084-06522
2019-08-23

SEC filing

View on SEC.gov →
084-06522
2022-10-24

SEC filing

View on SEC.gov →
084-06522
2020-01-27

SEC filing

View on SEC.gov →
084-06522
2016-03-15

SEC filing

View on SEC.gov →
013-00114
2024-03-08

SEC filing

View on SEC.gov →
084-06522
2019-12-19

SEC filing

View on SEC.gov →
000-55899
2018-03-28

EX-4.3

View on SEC.gov →
084-06522
2015-12-22

SEC filing

View on SEC.gov →
013-00114
2024-06-25

SEC filing

View on SEC.gov →
084-06522
2024-07-31

SEC filing

View on SEC.gov →
084-06522
2025-04-04

SEC filing

View on SEC.gov →
811-21432
2024-09-05

CODE OF ETHICS

View on SEC.gov →
001-14045
2018-10-24

EXHIBIT 99.1

View on SEC.gov →
084-06522
2015-01-16

SEC filing

View on SEC.gov →
811-21432
2024-09-10

CODE OF ETHICS

View on SEC.gov →
001-10000
2003-02-19

TRANSACTION NEWS RELEASE

View on SEC.gov →
001-14045
2018-10-24

EXHIBIT 99.2

View on SEC.gov →
084-05888
2016-10-03

SEC filing

View on SEC.gov →
001-16707
2003-02-19

TRANSACTION NEWS RELEASE

View on SEC.gov →
084-05888
2017-08-10

SEC filing

View on SEC.gov →
005-47981
2005-12-19

CUSTOMER AGREEMENT

View on SEC.gov →
084-05888
2016-09-15

SEC filing

View on SEC.gov →
084-06287
2026-02-02

SEC filing

View on SEC.gov →
084-05888
2017-12-18

SEC filing

View on SEC.gov →
084-05888
2020-01-31

SEC filing

View on SEC.gov →
084-05888
2024-01-22

SEC filing

View on SEC.gov →
013-00114
2024-03-08

SEC filing

View on SEC.gov →
084-05888
2014-01-27

SEC filing

View on SEC.gov →
084-05888
2019-08-27

SEC filing

View on SEC.gov →
084-05888
2026-02-02

SEC filing

View on SEC.gov →
084-06838
2026-03-13

SEC filing

View on SEC.gov →
811-22819
2023-11-28

CODE OF ETHICS OF W.H. REAVES & CO., INC. D/B/A REAVES ASSET MANAGEMENT

View on SEC.gov →
084-01839
2018-08-06

SEC filing

View on SEC.gov →
084-05888
2020-11-19

SEC filing

View on SEC.gov →
084-05888
2021-08-24

SEC filing

View on SEC.gov →
008-67719
2022-02-25

SEC filing

View on SEC.gov →
084-05888
2020-08-17

SEC filing

View on SEC.gov →
084-05888
2017-12-27

SEC filing

View on SEC.gov →
084-05888
2015-09-16

SEC filing

View on SEC.gov →
084-01839
2018-06-06

SEC filing

View on SEC.gov →
084-05888
2020-06-17

SEC filing

View on SEC.gov →
084-05888
2025-12-08

SEC filing

View on SEC.gov →
084-01839
2017-02-09

SEC filing

View on SEC.gov →
24R-00415
2023-01-30

SEC filing

View on SEC.gov →
084-05888
2021-09-15

SEC filing

View on SEC.gov →
084-06838
2026-02-02

SEC filing

View on SEC.gov →
084-06287
2019-01-07

SEC filing

View on SEC.gov →
084-01839
2014-06-06

SEC filing

View on SEC.gov →
084-05888
2025-02-12

SEC filing

View on SEC.gov →
084-05888
2023-08-11

SEC filing

View on SEC.gov →
084-06287
2015-03-12

SEC filing

View on SEC.gov →
084-05888
2016-09-29

SEC filing

View on SEC.gov →
084-06287
2025-10-03

SEC filing

View on SEC.gov →
084-06287
2024-05-01

SEC filing

View on SEC.gov →
084-06287
2020-11-19

SEC filing

View on SEC.gov →
084-01839
2014-04-21

SEC filing

View on SEC.gov →
084-01839
2014-09-25

SEC filing

View on SEC.gov →
084-05888
2014-06-05

SEC filing

View on SEC.gov →
333-132602
2006-07-12

EXHIBIT 10.8

View on SEC.gov →
084-06287
2025-02-27

SEC filing

View on SEC.gov →
084-06287
2022-05-05

SEC filing

View on SEC.gov →
084-06287
2025-08-21

SEC filing

View on SEC.gov →
084-06287
2016-01-05

SEC filing

View on SEC.gov →
084-01839
2019-03-18

SEC filing

View on SEC.gov →
084-01839
2026-03-13

SEC filing

View on SEC.gov →
084-06287
2019-10-30

SEC filing

View on SEC.gov →
084-01839
2017-08-09

SEC filing

View on SEC.gov →
084-01839
2020-01-31

SEC filing

View on SEC.gov →
084-01839
2020-08-17

SEC filing

View on SEC.gov →
000-51348
2008-11-06

EXHIBIT 10.6

View on SEC.gov →
084-06287
2021-09-13

SEC filing

View on SEC.gov →
333-172847
2012-11-28

EX-4.4

View on SEC.gov →
084-01839
2014-03-31

SEC filing

View on SEC.gov →
084-06287
2020-01-31

SEC filing

View on SEC.gov →
084-06287
2017-08-29

SEC filing

View on SEC.gov →
084-05888
2025-04-23

SEC filing

View on SEC.gov →
084-05888
2015-03-12

SEC filing

View on SEC.gov →
084-05888
2025-05-30

SEC filing

View on SEC.gov →
084-05888
2025-02-27

SEC filing

View on SEC.gov →
084-06287
2021-11-18

SEC filing

View on SEC.gov →
333-202461
2015-05-04

CODE OF ETHICS

View on SEC.gov →
000-52048
2006-08-24

EX-99

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
9X6
License Status
Active
Address
TX
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

Search Screening List
← A & L Customs Brokerage LLCA CUSTOMS BROKERAGE, INC. →