Base
Customs Broker

ELM CUSTOMS BROKERAGE, INC.

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ELM CUSTOMS BROKERAGE, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ELM CUSTOMS BROKERAGE, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

811-23084
2025-02-06

485APOS

View on SEC.gov →
001-16525
2021-05-13

EXHIBIT 10.1

View on SEC.gov →
333-206240
2025-02-13

497

View on SEC.gov →
811-23084
2024-09-27

485APOS

View on SEC.gov →
811-23084
2026-01-28

485BPOS

View on SEC.gov →
001-32976
2009-03-13

EX-10.14

View on SEC.gov →
000-29209
2002-11-19

FORM 10-QSB PERIOD 09/30/02

View on SEC.gov →
000-29209
2001-11-13

SEC filing

View on SEC.gov →
000-29209
2002-07-08

FORM 10QSB-A #1 093001

View on SEC.gov →
001-39832
2021-06-24

EXHIBIT 2.1

View on SEC.gov →
001-39832
2023-01-03

EX-2.1

View on SEC.gov →
333-284841
2025-05-01

SEC filing

View on SEC.gov →
001-40413
2023-01-24

EXHIBIT 99.4

View on SEC.gov →
001-16073
2018-03-06

EX-2.1

View on SEC.gov →
001-36279
2015-12-23

EX-10.1

View on SEC.gov →
333-259701
2021-09-21

FORM N-2

View on SEC.gov →
000-54417
2012-12-20

AMENDED AND RESTATED REVOLVING CREDIT AND SECURITY AGREEMENT

View on SEC.gov →
333-259701
2021-10-22

N-2/A

View on SEC.gov →
001-39457
2021-02-16

SEC filing

View on SEC.gov →
333-259701
2021-11-04

424B3

View on SEC.gov →
001-39457
2021-05-07

AMENDMENT TO FORM PREM14A

View on SEC.gov →
001-39457
2021-06-08

PROXY STATEMENT

View on SEC.gov →
001-39457
2021-05-27

REVISED PRELIMINARY PROXY STATEMENT

View on SEC.gov →
001-39457
2021-06-09

DEFM14A

View on SEC.gov →
000-22848
2002-09-05

EXHIBIT 2.1--ASSET PURCHASE AGREEMENT

View on SEC.gov →
001-39832
2023-01-03

EX-2.2

View on SEC.gov →
333-256051
2021-06-21

424B1

View on SEC.gov →
333-256051
2021-06-15

FORM N-2/A

View on SEC.gov →
333-256051
2021-05-12

N-2

View on SEC.gov →
000-51577
2009-02-26

EXHIBIT 99.2

View on SEC.gov →
333-168971
2012-02-17

SEC filing

View on SEC.gov →
000-28600
2001-04-17

SECURITY PURCHASE AGREEMENT DATED 2/23/2001

View on SEC.gov →
001-16465
2001-05-02

NATIONAL MARKETING AND DISTRIBUTION AGREEMENT

View on SEC.gov →
333-52706
2001-05-02

NATIONAL MARKETING AND DISTRIBUTION AGREEMENT

View on SEC.gov →
005-48115
2001-03-05

EXHIBIT 5

View on SEC.gov →
814-01211
2021-03-16

10-K

View on SEC.gov →
814-00637
2004-12-03

FORM 10-K - AMENDMENT #1 (12/31/03)

View on SEC.gov →
814-00637
2004-03-30

FORM 10-K DATED 12-31-03

View on SEC.gov →
000-25837
2016-02-11

EX-2.1

View on SEC.gov →
000-32997
2002-05-21

FULLY DISCLOSED CLEARING AGREEMENT WITH SOUTHWEST SECURITIES

View on SEC.gov →
000-32997
2001-07-16

SEC filing

View on SEC.gov →
000-32997
2002-01-04

FULLY DISCLOSED CLEARING AGREEMENT WITH SOUTHWEST SECURITIES

View on SEC.gov →
000-32997
2002-05-07

FULLY DISCLOSED CLEARING AGREEMENT WITH SOUTHWEST SECURITIES

View on SEC.gov →
000-32997
2002-04-15

FULLY DISCLOSED CLEARING AGREEMENT WITH SOUTHWEST SECURITIES

View on SEC.gov →
000-32895
2001-06-19

SEC filing

View on SEC.gov →
001-12340
2002-09-06

SEC filing

View on SEC.gov →
000-54586
2013-07-09

BOSTON THERAPEUTICS PRE 14C

View on SEC.gov →
000-54586
2013-07-23

BOSTON THERAPEUTICS DEF 14C

View on SEC.gov →
001-36693
2018-12-13

SUPERPRIORITY SENIOR SECURED DEBTOR-IN-POSSESSION AGREEMENT

View on SEC.gov →
333-72391
2001-05-18

SEC filing

View on SEC.gov →
333-257656
2021-07-26

SEC filing

View on SEC.gov →
333-257656
2021-07-28

SEC filing

View on SEC.gov →
001-40413
2023-05-16

EXHIBIT 99.1

View on SEC.gov →
000-09264
2002-01-11

DQSB II, INC. ASSETS AND LIABILITIES

View on SEC.gov →
333-257656
2021-07-02

SEC filing

View on SEC.gov →
000-09264
2002-01-11

GREAT HAWAIIAN CRUISE LINE, INC. ASSETS AND LIABIL

View on SEC.gov →
001-12527
2003-11-06

PURCHASE AND SALE AGREEMENT

View on SEC.gov →
001-16073
2016-11-09

EX-10.4

View on SEC.gov →
333-125575
2006-04-05

FORM 424(B) PORSPECTUS FOR NEW AGE TRANSLATION, INC.

View on SEC.gov →
000-54586
2013-06-20

BOSTON THERAPEUTICS SCHEDULE 14C

View on SEC.gov →
000-09264
2002-01-11

GREAT HAWAIIAN PROPERTIES CORP. ASSETS AND LIABILI

View on SEC.gov →
000-09264
2002-01-11

DELTA QUEEN COASTAL VOYAGES, ASSETS AND LIABILITIE

View on SEC.gov →
000-09264
2002-01-11

CRUISE AMERICA TRAVEL, INC. ASSETS AND LIABILITIES

View on SEC.gov →
000-54586
2013-06-27

BOSTON THERAPEUTICS PRE 14C

View on SEC.gov →
000-56059
2020-05-29

SEC filing

View on SEC.gov →
000-23159
2002-12-03

EXHIBIT 2.1

View on SEC.gov →
000-09264
2002-01-11

CAT II, INC. ASSETS AND LIABILITIES

View on SEC.gov →
001-32976
2011-09-20

PREM14A

View on SEC.gov →
000-09264
2002-01-11

AMERICAN HAWAIIAN PROPERTIES, ASSETS AND LIABILITI

View on SEC.gov →
001-16073
2016-05-25

DEFM14A

View on SEC.gov →
000-09264
2002-01-11

AMCV HOLDINGS, INC. ASSETS AND LIABILITIES

View on SEC.gov →
000-09264
2002-01-11

AMCV CRUISE OPERATIONS, INC. ASSETS AND LIABILITIE

View on SEC.gov →
333-125575
2006-02-21

NEW AGE TRANSLATION INC. FORM SB-2/A-3.

View on SEC.gov →
333-257656
2021-07-29

SEC filing

View on SEC.gov →
000-56059
2021-10-07

SEC filing

View on SEC.gov →
000-24209
2005-10-28

SEC filing

View on SEC.gov →
000-24209
2005-12-15

SEC filing

View on SEC.gov →
001-33035
2017-05-09

EXHIBIT 2.1

View on SEC.gov →
000-54988
2014-04-03

EXHIBIT 10.1

View on SEC.gov →
000-56059
2022-01-06

SEC filing

View on SEC.gov →
000-09264
2002-01-11

OCEAN DEVELOPMENT CO. ASSETS AND LIABILITIES

View on SEC.gov →
333-120517
2004-12-07

497

View on SEC.gov →
000-17541
2004-11-12

EX-99.1

View on SEC.gov →
000-09264
2002-01-11

GREAT INDEPENDENCE SHIP CO. ASSETS AND LIABILITIES

View on SEC.gov →
333-118723
2004-09-16

497

View on SEC.gov →
000-09264
2002-01-11

GREAT OCEAN CRUISE LINE, ASSETS AND LIABILITIES

View on SEC.gov →
000-09264
2002-01-11

GREAT AQ STEAMBOAT, ASSETS AND LIABILITIES

View on SEC.gov →
000-09264
2002-01-11

GREAT RIVER CRUISE LINE, ASSETS AND LIABILITIES

View on SEC.gov →
000-09264
2002-01-11

CAPE MAY LIGHT, ASSETS AND LIABILITIES

View on SEC.gov →
000-49745
2008-09-23

LOAN, PLEDGE, AND SECURITY AGREEMENT DATED SEPTEMBER 17, 2008

View on SEC.gov →
001-32976
2011-10-04

DEFM14A

View on SEC.gov →
000-55825
2020-08-04

ASSET PURCHASE AND SALE AGREEMENT

View on SEC.gov →
001-15569
2009-06-10

SEC filing

View on SEC.gov →
000-09264
2002-01-11

GREAT PACIFIC NW CRUISE LINE, ASSETS AND LIABILITI

View on SEC.gov →
001-12935
2020-11-04

EXHIBIT 10.3 PIPELINE PURCHASE AND SALE AGREEMENT

View on SEC.gov →
333-125575
2005-09-29

NEW AGE TRANSLATION, INC. FORM SB-2/A-1.

View on SEC.gov →
001-34574
2011-02-03

PURCHASE AGREEMENT

View on SEC.gov →
333-125575
2006-03-27

NEW AGE TRANSLATION, INC. FORM SB-2/A-4.

View on SEC.gov →
811-04257
2023-03-01

DEUTSCHE DWS VARIABLE SERIES I

View on SEC.gov →
333-122626
2005-03-16

CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 215

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
9TJ
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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