Base
Customs Broker

NEIL H. JOO

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “NEIL H. JOO” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “NEIL H. JOO” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-205182
2015-06-24

FORM S-8

View on SEC.gov →
333-254426
2021-03-18

S-8

View on SEC.gov →
001-06439
2004-08-06

PRESS RELEASE

View on SEC.gov →
811-05678
2005-08-26

SMITH BARNEY PRINICIPAL RETURN FUND

View on SEC.gov →
811-00749
2011-08-16

STONEBRIDGE FUNDS TRUST

View on SEC.gov →
811-02328
2015-08-28

BIF FORM N-PX 2015

View on SEC.gov →
811-22920
2022-08-30

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-08050
2014-08-26

THE ASIA TIGER FUND, INC.

View on SEC.gov →
333-112854
2004-02-13

SELLING SHAREHOLDERS

View on SEC.gov →
333-112854
2004-04-06

SELLING SHAREHOLDERS

View on SEC.gov →
333-104628
2003-08-20

SELLING SHAREHOLDERS

View on SEC.gov →
333-113437
2004-03-09

FORM S-3

View on SEC.gov →
333-104628
2003-09-24

SELLING SHAREHOLDERS (SEPTEMBER 23, 2003).

View on SEC.gov →
811-05684
2005-08-26

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-07443
2022-08-26

N-PX

View on SEC.gov →
811-01604
2005-08-25

PIONEER GROWTH SHARES

View on SEC.gov →
811-02661
2021-08-27

BLACKROCK FUNDS VII, INC.

View on SEC.gov →
811-22004
2015-08-24

VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND

View on SEC.gov →
005-78067
2002-06-03

SCHEDULE 13D/A

View on SEC.gov →
811-07502
2015-08-20

FORM N-PX

View on SEC.gov →
005-78067
2003-07-15

AMENDMENT NO 3 TO SCHEDULE 13D

View on SEC.gov →
811-22227
2011-08-15

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-03158
2005-08-30

SMITH BARNEY FUNDAMENTAL VALUE FUND INC.

View on SEC.gov →
005-78067
2002-02-14

SCHEDULE 13D

View on SEC.gov →
005-78067
2003-07-15

AMENDMENT NO 3 TO SCHEDULE 13D

View on SEC.gov →
811-10045
2013-08-21

SEC filing

View on SEC.gov →
811-22004
2017-08-25

VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND

View on SEC.gov →
005-78067
2002-02-14

SCHEDULE 13D

View on SEC.gov →
811-08388
2015-08-28

FORM N-PX

View on SEC.gov →
005-78067
2002-06-03

SCHEDULE 13D/A

View on SEC.gov →
811-22920
2023-08-28

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

View on SEC.gov →
811-01629
2005-08-30

AXP DIMENSIONS SERIES, INC.

View on SEC.gov →
811-03143
2015-08-28

SEC filing

View on SEC.gov →
811-09049
2015-08-26

BLACKROCK MASTER LLC

View on SEC.gov →
811-22227
2012-08-06

PROXY VOTING RECORD

View on SEC.gov →
000-28968
2005-03-31

SEC filing

View on SEC.gov →
333-235507
2020-12-04

POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 ON FORM S-3

View on SEC.gov →
811-22004
2014-08-25

VOYA ASIA PACIFIC HIGH DIVIDEND EQUITY INCOME FUND

View on SEC.gov →
005-78067
2003-03-05

SCHEDULE 13D/A

View on SEC.gov →
000-27871
2003-04-16

DEF 14A

View on SEC.gov →
811-10045
2010-08-17

CALVERT IMPACT FUND, INC. FORM N-PX

View on SEC.gov →
811-07399
2005-08-30

WORLD TRUST

View on SEC.gov →
811-08565
2008-08-05

N-PX

View on SEC.gov →
005-78067
2003-03-05

SCHEDULE 13/D/A

View on SEC.gov →
811-04775
2005-08-29

MFS SERIES TRUST II

View on SEC.gov →
811-05083
2020-08-28

SEC filing

View on SEC.gov →
333-127671
2005-08-18

S-3

View on SEC.gov →
811-00834
2022-08-26

N-PX

View on SEC.gov →
811-10473
2008-09-02

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-02661
2019-08-29

BLACKROCK ASIAN DRAGON FUND, INC.

View on SEC.gov →
811-07715
2006-08-25

CREDIT SUISSE GLOBAL SMALL CAP FUND, INC.

View on SEC.gov →
811-07384
2005-08-30

N-PX

View on SEC.gov →
811-04854
2012-08-31

N-PX

View on SEC.gov →
811-22410
2015-08-31

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-06135
2015-08-28

SEC filing

View on SEC.gov →
811-04782
2017-07-28

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-21798
2008-08-22

N-PX

View on SEC.gov →
333-89540
2002-05-31

FORM S-1

View on SEC.gov →
333-114931
2004-04-28

SEC filing

View on SEC.gov →
811-07959
2015-08-27

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-04676
2004-08-30

ANNUAL REPORT OF PROXY VOTING RECORD

View on SEC.gov →
811-02546
2007-08-30

SEC filing

View on SEC.gov →
811-04854
2009-08-31

SEC filing

View on SEC.gov →
811-00642
2015-08-18

N-PX FILING - DEUTSCHE INTERNATIONAL FUND, INC.

View on SEC.gov →
811-05696
2005-08-30

AXP GLOBAL SERIES, INC.

View on SEC.gov →
811-08360
2025-08-20

SEC filing

View on SEC.gov →
811-04786
2014-08-01

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-04297
2020-08-28

SEC filing

View on SEC.gov →
811-03175
2014-08-22

SEC filing

View on SEC.gov →
811-21944
2014-08-08

PROXY VOTING SUMMARY

View on SEC.gov →
811-10045
2017-08-16

CALVERT IMPACT FUND, INC. N-PX

View on SEC.gov →
000-22430
2009-06-10

EX-99.1

View on SEC.gov →
811-06336
2015-08-27

SEC filing

View on SEC.gov →
811-03981
2021-08-25

PRUDENTIAL WORLD FUND, INC. N-PX

View on SEC.gov →
811-04920
2006-08-31

WASATCH FUNDS

View on SEC.gov →
811-08348
2013-08-26

ANNUAL REPORT OF PROXY VOTING

View on SEC.gov →
811-08220
2011-08-26

ING VARIABLE PRODUCTS TRUST

View on SEC.gov →
811-04676
2005-04-27

AMENDMENT TO FORM N-PX/A

View on SEC.gov →
811-22082
2013-08-28

BLACKROCK ECOSOLUTIONS INVESTMENT TRUST

View on SEC.gov →
811-22082
2010-08-26

BQR

View on SEC.gov →
811-01400
2015-08-24

SEC filing

View on SEC.gov →
811-07102
2017-08-31

SEC filing

View on SEC.gov →
811-22082
2010-08-31

BQR

View on SEC.gov →
811-04920
2004-08-31

WASATCH FUNDS, INC.

View on SEC.gov →
811-22438
2017-08-25

VOYA EMERGING MARKETS HIGH DIVIDEND EQUITY FUND

View on SEC.gov →
001-31236
2010-04-23

2009 ANNUAL REPORT AND ACCOUNTS

View on SEC.gov →
811-04813
2017-08-17

FORM N-PX

View on SEC.gov →
811-05159
2015-08-31

SEC filing

View on SEC.gov →
811-06136
2015-08-28

N-PX

View on SEC.gov →
811-02594
2018-08-28

MFS SERIES TRUST IV N-PX

View on SEC.gov →
333-114931
2005-04-29

SEC filing

View on SEC.gov →
811-03826
2015-08-14

N-PX

View on SEC.gov →
333-114931
2005-11-09

SEC filing

View on SEC.gov →
811-01355
2021-09-24

THE ALGER FUNDS 485APOS (ALGER SMALL CAP GROWTH FUND)

View on SEC.gov →
811-22519
2015-08-05

PROXY VOTING RECORD

View on SEC.gov →
333-114931
2005-05-16

SEC filing

View on SEC.gov →
811-05888
2017-08-30

N-PX

View on SEC.gov →
811-05972
2015-08-27

SEC filing

View on SEC.gov →
811-04670
2008-08-27

N-PX FILING - DWS GLOBAL/INTERNATIONAL FUND

View on SEC.gov →
811-09999
2020-08-21

PIP 2-NPX

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
99V
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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