Base
Customs Broker

SARATOGA FORWARDING CO, INC.

MA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “SARATOGA FORWARDING CO, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “SARATOGA FORWARDING CO, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

814-00732
2021-03-04

AMENDED AND RESTATED COLLATERAL ADMINISTRATION AGREEMENT, DATED AS OF FEBRUARY 26, 2021, BY AND AMONG SARATOGA INVESTMENT CORP. CLO 2013-1, LTD., SARATOGA INVESTMENT CORP. AND U.S. BANK NATIONAL ASSOCIATION

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814-00732
2017-07-31

DEF 14A

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814-00732
2021-08-03

PROXY STATEMENT

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814-00732
2016-08-09

DEF 14A

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814-00732
2019-08-01

DEFINITIVE PROXY STATEMENT

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814-00732
2018-08-02

DEF 14A

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000-27563
2007-03-14

10KSB

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814-00732
2020-08-04

DEFINITIVE PROXY STATEMENT

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001-35241
2022-04-15

10-K

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814-00732
2023-08-07

PROXY STATEMENT

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000-27563
2008-01-04

10KSB/A

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814-00732
2022-08-03

DEFINITIVE PROXY STATEMENT

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814-00732
2024-08-01

PROXY STATEMENT

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814-00732
2010-05-28

SEC filing

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000-27563
2008-08-14

10-Q

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814-00732
2011-07-29

PRE 14A

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814-00732
2012-08-21

DEF 14A

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2012-08-20

SEC filing

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001-14012
2002-08-14

SEC filing

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001-14012
2003-04-29

SEC filing

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814-00732
2012-08-02

PRE 14A

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814-00732
2025-08-05

PROXY STATEMENT

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000-27563
2006-01-25

10KSB

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814-00732
2011-08-19

DEF 14A

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000-27563
2008-05-13

10KSB

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814-00732
2013-08-06

PRE 14A

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814-00732
2014-07-22

PRE 14A

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814-00732
2015-07-28

PRE 14A

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814-00732
2013-08-20

DEF 14A

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814-00732
2014-08-20

DEF 14A

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000-27563
2005-07-11

SARATOGA RESOURCES, INC. 10KSB

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001-14012
2008-04-29

DEFINITIVE PROXY 2008

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000-27563
2005-07-08

SARATOGA RESOURCES, INC. 10KSB

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001-14012
2008-04-29

DEFINITIVE PROXY 2008

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000-27563
2005-07-11

SARATOGA RESOURCES, INC. 10KSB

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000-27563
2005-07-11

SARATOGA RESOURCES, INC. 10KSB

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814-00732
2015-08-13

DEF 14A

View on SEC.gov →
000-27563
2005-07-08

SARATOGA RESOURCES, INC. 10KSB

View on SEC.gov →
000-27563
2005-07-08

SARATOGA RESOURCES, INC. 10KSB

View on SEC.gov →
001-14012
2001-08-17

DEFINITIVE PROXY STATEMENT

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001-14012
2005-05-02

DEFINITIVE 2005 PROXY

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000-27563
2008-11-19

10-Q

View on SEC.gov →
001-14012
2004-04-29

2004 DEFINITIVE PROXY

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001-14012
2009-04-07

DEF 14A 2009 EMERITUS

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001-36113
2021-03-19

SEC filing

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000-19514
2020-04-06

SEC filing

View on SEC.gov →
001-14012
2011-03-30

EMERITUS CORPORATION PROXY 2011

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001-38422
2019-12-09

PROXY STATEMENT

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333-214182
2016-12-12

AMENDMENT NO. 2 TO FORM N-2

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333-214182
2016-10-20

N-2

View on SEC.gov →
333-186323
2013-04-29

N-2/A

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333-214182
2016-11-23

AMENDMENT NO. 1 TO FORM N-2

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333-186323
2013-05-03

497

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811-08788
2006-07-13

TRF ANNUAL S/H MEETING 8/25/06

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333-196526
2015-10-15

497

View on SEC.gov →
811-05459
2007-01-19

GIM PROXY STATEMENT W/CARD MTG 2/23/07

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333-214182
2016-12-15

497

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811-04985
2007-01-19

EMF PROXY STATEMENT W/CARD MTG 2/23/07

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811-07866
2007-01-19

TEI PROXY STATEMENT W/CARD MTG 2/23/07

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001-08897
2020-04-13

SEC filing

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333-186323
2013-01-30

N-2

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811-08788
2007-07-11

TRF DEFINITIVE PROXY MTG 8/24/07

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001-38703
2022-04-11

SEC filing

View on SEC.gov →
333-196526
2015-09-11

POS 8C

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811-05459
2006-01-17

TEMP GLOBAL INCOME FUND PROXY MTG. 2/24/06

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333-196526
2015-05-29

497

View on SEC.gov →
333-216344
2017-03-16

497

View on SEC.gov →
333-196526
2015-07-17

497

View on SEC.gov →
001-14012
2012-03-19

EMERITUS CORPORATION PROXY 2012

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333-196526
2015-08-04

POS 8C

View on SEC.gov →
811-05459
2009-01-12

GIM MEETING 2/20/2009

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001-14012
2006-05-01

DEFINITIVE PROXY STATEMENT EMERITUS 2006

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001-14012
2010-04-02

ESC 2010 DEFINITIVE PROXY STATEMENT

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333-216344
2018-03-15

497

View on SEC.gov →
811-04985
2009-01-12

EMF MEETING 2/20/2009

View on SEC.gov →
333-196526
2014-12-05

N-2/A

View on SEC.gov →
333-216344
2017-03-10

AMENDMENT NO. 1 TO FORM N-2

View on SEC.gov →
811-07866
2009-01-12

TEI MEETING 2/20/2009

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333-216344
2017-02-28

FORM N-2

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000-24389
2021-03-22

SEC filing

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333-227116
2019-05-14

POS 8C

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811-08394
2007-04-17

TDF ANNUAL S/H MEETING 5/18/07

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333-216344
2018-01-31

POS 8C

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333-227116
2018-10-16

497

View on SEC.gov →
000-24389
2021-03-26

SEC filing

View on SEC.gov →
333-227116
2019-01-31

497

View on SEC.gov →
333-196526
2014-06-04

N-2

View on SEC.gov →
333-215611
2017-01-19

FORM N-2

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333-227116
2018-08-30

FORM N-2

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333-216344
2018-05-22

POS 8C

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333-227116
2019-02-04

497

View on SEC.gov →
333-216344
2018-07-11

497

View on SEC.gov →
333-227116
2019-07-12

497

View on SEC.gov →
814-00732
2026-02-20

FIDELITY BOND FILING

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005-48690
2003-12-19

SEC filing

View on SEC.gov →
333-216344
2018-07-10

497

View on SEC.gov →
333-216344
2018-03-07

POS 8C

View on SEC.gov →
333-227116
2020-06-18

497

View on SEC.gov →
333-227116
2020-06-17

497

View on SEC.gov →
333-216344
2018-08-21

497

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
901
License Status
Active
Address
MA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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