Base
Customs BrokerPotential sanctions match

Richard Lee

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

1 hit

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Screening Alert

This company has a potential match on 1 sanctions or screening list. This may be a false positive — verify against official records.

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Richard Lee” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Richard Lee” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (3)

Rule2024-29299
2024-12-13

Amendment of United States Area Navigation Routes Q-1 and Q-902, Very High Frequency Omnidirectional Range Federal Airway V-495, and Jet Route J-502. Also, the Revocation of Jet Route J-589 and the Establishment of United States Area Navigation Route T-487 and Canadian Area Navigation Route T-895 in Northwestern United States.

Rule2024-28575
2024-12-06

Amendment of United States Area Navigation Route Q-8 and Revocation of United States Area Navigation Route Q-18 in Alaska

Rule2024-27486
2024-11-25

Amendment of Class C Airspace; Austin, TX

SEC Filings (100)

001-33289
2014-06-13

FORM 8-K

View on SEC.gov →
005-36284
2014-08-04

SEC filing

View on SEC.gov →
005-93198
2022-02-10

SC 13G

View on SEC.gov →
001-10811
2003-11-18

FIFTH AMENDMENT, WAIVER AND COLLATERAL RELEASE

View on SEC.gov →
005-78596
2006-04-12

AMENDMENT NO. 9 TO SCHEDULE 13D

View on SEC.gov →
005-17065
2015-08-03

EXHIBIT 2 - VOTING AGREEMENT

View on SEC.gov →
001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666
2010-03-31

FORM 4 -

View on SEC.gov →
030-00037
2003-05-15

FORM U5S

View on SEC.gov →
333-130880-14333-130880-15333-130880-16333-130880-46333-130880333-130880-39333-130880-43333-130880-19333-130880-28333-130880-44333-130880-32333-130880-21333-130880-45333-130880-26333-130880-02333-130880-27333-130880-01333-130880-37333-130880-36333-130880-35333-130880-13333-130880-12333-130880-11333-130880-10333-130880-09333-130880-08333-130880-07333-130880-06333-130880-05333-130880-20333-130880-18333-130880-17333-130880-25333-130880-24333-130880-23333-130880-22333-130880-29333-130880-38333-130880-04333-130880-03333-130880-42333-130880-40333-130880-34333-130880-53333-130880-50333-130880-49333-130880-47333-130880-48333-130880-51333-130880-52333-130880-54333-130880-55
2007-02-28

POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-3ASR

View on SEC.gov →
005-36284
2014-08-05

SEC filing

View on SEC.gov →
001-32203
2009-06-12

EX-10.13

View on SEC.gov →
005-10718
2002-03-08

STATEMENT OF JOINT FILING

View on SEC.gov →
002-19458
2002-11-15

CLASS B DISTRIBUTION AGREEMENT

View on SEC.gov →
001-32203
2009-06-12

EX-10.7

View on SEC.gov →
001-32203
2009-06-12

EX-10.9

View on SEC.gov →
030-00301
2004-04-30

2003 FORM U5S

View on SEC.gov →
005-93198
2022-09-30

SC 13G/A

View on SEC.gov →
001-04119
2026-03-27

ARS

View on SEC.gov →
001-11339
2019-03-05

EXHIBIT 24

View on SEC.gov →
001-32203
2009-06-12

EX-10.11

View on SEC.gov →
001-10811
2003-11-18

CONSENT, WAIVER, COLLATERAL RELEASE AND AMENDMENT AGREEMENT NO. 5A

View on SEC.gov →
030-00301
2005-04-29

FORM U5S 2004

View on SEC.gov →
2013-05-21

SEC filing

View on SEC.gov →
001-04119
2024-03-22

ARS

View on SEC.gov →
001-10920
2001-03-29

EXHIBIT 10.16

View on SEC.gov →
333-120807
2009-05-11

SEC filing

View on SEC.gov →
005-38277
2005-02-03

SEC filing

View on SEC.gov →
005-38277
2005-01-11

SEC filing

View on SEC.gov →
005-38277
2005-01-18

SEC filing

View on SEC.gov →
005-38277
2005-01-13

SEC filing

View on SEC.gov →
005-38277
2005-02-17

SEC filing

View on SEC.gov →
005-78596
2006-08-01

AMENDMENT NO. 13 TO SCHEDULE 13D

View on SEC.gov →
333-15881
2004-04-30

CODE OF ETHICS - LEE MUNDER CAPITAL GROUP

View on SEC.gov →
001-35461001-35461001-35461001-35461001-35461001-35461001-35461001-35461001-35461001-35461
2012-03-29

FORM 4 -

View on SEC.gov →
005-78596
2005-04-13

SCHEDULE 13D/AMENDMENT NO. 2

View on SEC.gov →
000-19761
2006-04-18

OP-TECH INFORMATION STATEMENT

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF CORRECTION

View on SEC.gov →
001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666
2011-02-10

FORM 4 -

View on SEC.gov →
005-38277
2005-01-19

SEC filing

View on SEC.gov →
005-38277
2004-11-19

SEC filing

View on SEC.gov →
000-53959
2010-04-30

CERTIFICATE OF AMENDMENT TO CERTIFICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
000-14940
2006-05-15

FIRST ADDENDUM TO THE AMENDED CLASS ACTION SETTLEMENT AGREEMENT

View on SEC.gov →
811-02120
2004-01-16

SEC filing

View on SEC.gov →
005-80431
2011-03-09

EX.7.18 - TRANSFER LETTER AGREEMENT

View on SEC.gov →
005-80431
2011-03-09

EX.7.17 - JOINDER AGREEMENT

View on SEC.gov →
005-38277
2005-03-04

SEC filing

View on SEC.gov →
005-93198
2022-02-10

EXHIBIT 99.1

View on SEC.gov →
000-28452
2005-01-07

AMENDMENT NUMBER 1 TO FORM 10-K

View on SEC.gov →
005-38277
2005-01-21

SEC filing

View on SEC.gov →
333-90426-01333-90426-02333-90426-03333-90426-04333-90426-15333-90426-05333-90426-17333-90426-16333-90426333-90426-11333-90426-13333-90426-12333-90426-07333-90426-09333-90426-08333-90426-14333-90426-10
2004-11-16

FORM S-3 POST EFFECTIVE AMENDMENT NO.1

View on SEC.gov →
2005-03-17

SEC filing

View on SEC.gov →
005-38277
2005-02-28

SEC filing

View on SEC.gov →
005-80431
2008-04-04

EX.7.06 - JOINDER AGREEMENT TO REG. RIGHTS AGR.

View on SEC.gov →
001-04119
2023-03-24

ARS

View on SEC.gov →
333-121645-12333-121645-08333-121645-11333-121645-10333-121645-07333-121645-06333-121645-09333-121645333-121645-05333-121645-01333-121645-02333-121645-04333-121645-03
2005-01-10

AMENDMENT NO. 1 TO FORM S-4

View on SEC.gov →
333-120807
2006-09-08

SEC filing

View on SEC.gov →
001-06227
2008-12-31

LIMITED WAIVER TO NOTE AGREEMENT AND GUARANTY AGREEMENT

View on SEC.gov →
001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666001-34666
2010-11-05

FORM 4 -

View on SEC.gov →
333-120925
2004-12-01

VIROPRO INC FORM S-8

View on SEC.gov →
005-79936
2022-09-02

EX-1.03

View on SEC.gov →
001-12609001-02348
2014-02-11

POWER OF ATTORNEY

View on SEC.gov →
001-34385
2015-08-17

EXHIBIT 10.1

View on SEC.gov →
001-01143
2003-03-25

SEC filing

View on SEC.gov →
001-34385
2016-02-22

EXHIBIT 10.5

View on SEC.gov →
333-84486
2002-03-18

2ND AMENDMENT TO CREDIT AGREEMENT

View on SEC.gov →
001-10171
2005-12-30

CERTIFICATE OF OWNERSHIP AND MERGER DATED JUNE 26, 1986

View on SEC.gov →
000-53190
2008-06-20

CERTIFICATE OF AMENDMENT TO CERTICATE OF LIMITED PARTNERSHIP

View on SEC.gov →
005-34486
2007-05-10

AMENDMENT NO. 1

View on SEC.gov →
005-78596
2005-11-08

AMENDMENT NO. 4 TO SCHEDULE 13D

View on SEC.gov →
005-78596
2006-05-09

AMENDMENT NO. 10 TO SCHEDULE 13D

View on SEC.gov →
005-34486
2007-09-21

AMENDMENT NO. 2

View on SEC.gov →
333-120807
2006-11-09

SEC filing

View on SEC.gov →
000-19761
2007-10-01

OP-TECH ANNUAL MEETING

View on SEC.gov →
333-123464
2005-03-21

VIROPRO, INC. FORM S8

View on SEC.gov →
021-197067
2013-05-24

SEC filing

View on SEC.gov →
333-286405
2025-04-04

REGISTRATION STATEMENT

View on SEC.gov →
333-286405
2025-05-09

AMENDMENT NO. 1 TO FORM S-1

View on SEC.gov →
001-14255
2002-03-25

AMENDMENT TO RESTATED CREDIT AGREEMENT / 4/6/2001

View on SEC.gov →
333-126073
2005-06-23

VIROPRO, INC. FORM S-8

View on SEC.gov →
000-24985
2001-05-30

SEC filing

View on SEC.gov →
000-22947
2001-02-21

ADATOM.COM, INC.

View on SEC.gov →
005-34486
2008-11-26

SEC filing

View on SEC.gov →
333-130880-14333-130880-15333-130880-16333-130880333-130880-39333-130880-43333-130880-19333-130880-28333-130880-31333-130880-30333-130880-44333-130880-32333-130880-08333-130880-07333-130880-06333-130880-05333-130880-20333-130880-18333-130880-25333-130880-17333-130880-24333-130880-23333-130880-22333-130880-29333-130880-38333-130880-04333-130880-03333-130880-42333-130880-41333-130880-40333-130880-34333-130880-33333-130880-21333-130880-45333-130880-26333-130880-02333-130880-27333-130880-01333-130880-37333-130880-36333-130880-35333-130880-13333-130880-12333-130880-11333-130880-10333-130880-09
2006-01-06

FORM S-3ASR

View on SEC.gov →
030-00037
2002-01-10

REGISTRATION STATEMENT

View on SEC.gov →
000-53190
2008-06-20

CERTIFICATE OF CORRECTION FILED TO CORRECT A CERTAIN ERROR

View on SEC.gov →
005-78596
2005-08-11

SCHEDULE 13D / AMENDMENT #3

View on SEC.gov →
001-33289
2018-06-18

8-K

View on SEC.gov →
005-34486
2011-01-04

SCHEDULE 13D/A

View on SEC.gov →
033-73824
2018-08-15

MASSMUTUAL SELECT FUNDS

View on SEC.gov →
001-35461001-35461001-35461001-35461
2012-03-29

FORM 4 -

View on SEC.gov →
005-80431
2008-04-04

EX.7.05 - JOINDER AGREEMENT TO SHAREHOLDERS AGR.

View on SEC.gov →
005-86637
2013-02-14

SC 13G/A

View on SEC.gov →
333-104351-08333-104351-09333-104351-03333-104351-02333-104351-07333-104351-06333-104351-05333-104351-04333-104351-11333-104351333-104351-01333-104351-10
2003-05-08

EX-10.3 AMENDMENT #2 TO CREDIT AGREEMENT

View on SEC.gov →
001-14541
2005-02-03

CLASS ACTION COMPLAINT

View on SEC.gov →
005-78596
2005-11-30

AMENDMENT NO. 5 TO SCHEDULE 13D

View on SEC.gov →
333-286405
2025-05-29

PROSPECTUS

View on SEC.gov →
021-428249
2022-01-07

SEC filing

View on SEC.gov →
002-19458
2002-11-15

CLASS A DISTRIBUTION AGREEMENT

View on SEC.gov →
001-32203
2009-06-12

EX-10.10

View on SEC.gov →
333-06718
2005-10-17

VIROPRO INC. FORM 10-QSB

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
8VQ
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

Potential match found

This entity name appears in one or more global sanctions databases. Manual review is recommended before engaging in transactions.

ru_mfa_sanctions
View sanctions record →

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

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