Base
Customs Broker

Southwest Brokerage LLC

CA

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Southwest Brokerage LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Southwest Brokerage LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

001-37976
2022-02-15

PREC14A

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001-08032
2016-08-29

SCHEDULE 14A

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001-08032
2016-08-16

SCHEDULE 14A

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001-37976
2022-03-28

DEFC14A

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867-00738
2015-04-28

SEC filing

View on SEC.gov →
001-07259
2002-03-01

UNDERWRITING AGREEMENT DATED FEBRUARY 26, 2002

View on SEC.gov →
867-00738
2015-03-16

SEC filing

View on SEC.gov →
000-27823
2004-08-23

SPANISH BROADCASTING SYSTEM, INC.

View on SEC.gov →
000-19483
2003-05-12

FORM 10-Q FOR QUARTER ENDED MARCH 28, 2003

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000-19483
2008-09-05

FORM 10-K

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000-19483
2003-09-25

FORM 10-K

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333-179570
2015-04-24

JHUSA LIST OF APPROVED BROKER DEALERS

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867-00738
2015-01-14

SEC filing

View on SEC.gov →
811-02688
2008-08-29

SEC filing

View on SEC.gov →
000-19483
2003-02-12

FORM 10-Q

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867-00632
2017-12-20

SEC filing

View on SEC.gov →
867-00632
2019-01-16

SEC filing

View on SEC.gov →
867-00632
2025-02-14

SEC filing

View on SEC.gov →
001-32336
2023-06-15

SEC filing

View on SEC.gov →
867-00632
2022-03-31

SEC filing

View on SEC.gov →
867-00632
2026-02-23

SEC filing

View on SEC.gov →
867-00632
2020-02-13

SEC filing

View on SEC.gov →
867-00632
2019-11-05

SEC filing

View on SEC.gov →
867-00632
2018-11-28

SEC filing

View on SEC.gov →
867-00632
2024-09-05

SEC filing

View on SEC.gov →
867-00632
2023-04-20

SEC filing

View on SEC.gov →
000-19483
2001-05-14

FORM 10-Q FOR THE QUARTER ENDED MARCH 30, 2001

View on SEC.gov →
867-00632
2020-03-25

SEC filing

View on SEC.gov →
867-00632
2018-03-27

SEC filing

View on SEC.gov →
000-19483
2008-05-06

PRESS RELEASE

View on SEC.gov →
867-00632
2019-10-30

SEC filing

View on SEC.gov →
867-00632
2021-04-16

SEC filing

View on SEC.gov →
867-00632
2024-03-20

SEC filing

View on SEC.gov →
867-00632
2021-06-23

SEC filing

View on SEC.gov →
867-00632
2021-10-27

SEC filing

View on SEC.gov →
000-27823
2006-02-02

SPANISH BROADCASTING SYSTEM, INC.

View on SEC.gov →
333-136353
2006-10-02

EX-10

View on SEC.gov →
001-37976
2022-03-31

DEFA14A

View on SEC.gov →
000-19483
2006-11-07

FORM 10-Q

View on SEC.gov →
867-00632
2022-05-02

SEC filing

View on SEC.gov →
000-19483
2004-05-06

FORM 10-Q

View on SEC.gov →
867-00738
2014-08-26

SEC filing

View on SEC.gov →
000-19483
2009-09-09

FORM 10-K

View on SEC.gov →
000-19483
2001-11-13

FORM 10-Q

View on SEC.gov →
000-19483
2001-02-14

FORM 10-Q

View on SEC.gov →
000-18291
2003-06-10

FORM 8-K

View on SEC.gov →
000-19483
2007-02-07

FORM 10-Q

View on SEC.gov →
005-89940
2022-02-23

EX-99.(A)(1)(Z)

View on SEC.gov →
005-89940
2021-12-27

EX-99.(A)(1)(W)

View on SEC.gov →
005-89940
2022-03-14

EX-99.(A)(1)(CC)

View on SEC.gov →
005-89940
2022-04-22

EX-99.(A)(1)(OO)

View on SEC.gov →
001-08032
2016-09-09

PRER14A

View on SEC.gov →
001-08032
2016-09-09

DEFC14A

View on SEC.gov →
000-19483
2004-09-08

FOR THE FISCAL YEAR ENDED JUNE 25, 2004

View on SEC.gov →
000-19483
2007-05-09

FORM 10-Q

View on SEC.gov →
000-19483
2004-02-13

FORM 10-Q

View on SEC.gov →
333-237296
2022-06-24

PLNJ PRULIFE SVUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
000-19483
2005-09-20

FORM 10-K

View on SEC.gov →
033-20000
2022-06-24

PRUDENTIAL VARIABLE APPRECIABLE LIFE SAI SUPPLEMENT

View on SEC.gov →
333-253928
2022-06-24

PL VARIABLE LIFE INSURANCE SAI SUPPLEMENT

View on SEC.gov →
333-158634
2022-06-24

PL VUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
001-08032
2016-08-29

PREC14A

View on SEC.gov →
333-237297
2022-06-24

PL PRULIFE SVUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
333-229277
2022-06-24

PLNJ CUSTOM PREMIER II SAI SUPPLEMENT

View on SEC.gov →
333-215544
2022-06-24

PL PRULIFE SVUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
001-37976
2022-04-22

DFAN14A

View on SEC.gov →
001-32336
2024-03-01

SEC filing

View on SEC.gov →
333-252984
2022-06-24

PL VARIABLE UNIVERSAL LIFE SAI SUPPLEMENT

View on SEC.gov →
333-112808
2022-06-24

PL PRULIFE CUSTOM PREMIER II SAI SUPPLEMENT

View on SEC.gov →
002-89558
2022-06-24

PL VARIABLE APPRECIABLE LIFE SAI SUPPLEMENT

View on SEC.gov →
000-19483
2006-09-13

FORM 10-K

View on SEC.gov →
333-253930
2022-06-24

PLNJ VARIABLE LIFE INSURANCE SAI SUPPLEMENT

View on SEC.gov →
001-37976
2025-06-27

SEC filing

View on SEC.gov →
333-225953
2022-06-24

PL VUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
333-112809
2022-06-24

PLNJ PRULIFE CUSTOM PREMIER II SAI SUPPLEMENT

View on SEC.gov →
333-215543
2022-06-24

PLNJ PRULIFE SVUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
000-19483
2010-08-31

FORM 10-K

View on SEC.gov →
811-03980
2008-11-28

SEC filing

View on SEC.gov →
000-27182
2009-11-20

IOVE EXTENDS SHARE ISSUANCE MORATORIUM

View on SEC.gov →
333-229276
2022-06-24

PL PRULIFE CUSTOM PREMIER II SAI SUPPLEMENT

View on SEC.gov →
333-253942
2022-06-24

PL PRUVIDER VARIABLE APPRECIABLE LIFE SAI SUPPLEMENT

View on SEC.gov →
002-89780
2022-06-24

PLNJ VARIABLE APPRECIABLE LIFE SAI SUPPLEMENT

View on SEC.gov →
333-49332
2022-06-24

PL PRULIFE CUSTOM PREMIER SAI SUPPLEMENT

View on SEC.gov →
333-49334
2022-06-24

PLNJ PRULIFE CUSTOM PREMIER SAI SUPPLEMENT

View on SEC.gov →
333-252985
2022-06-24

PL VUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
333-252986
2022-06-24

PLNJ VUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
001-37976
2025-03-28

SEC filing

View on SEC.gov →
001-32336
2023-06-13

SEC filing

View on SEC.gov →
333-225954
2022-06-24

PLNJ VUL PROTECTOR SAI SUPPLEMENT

View on SEC.gov →
001-31987
2015-01-02

EX-99.1

View on SEC.gov →
005-89940
2022-03-31

EX-99.(A)(30)

View on SEC.gov →
001-37976
2026-01-09

SEC filing

View on SEC.gov →
005-89940
2022-03-24

EX-99.(A)(1)(EE)

View on SEC.gov →
005-89940
2022-05-09

EX-99.(A)(1)(XX)

View on SEC.gov →
001-37976
2022-02-23

DFAN14A

View on SEC.gov →
001-38713
2023-06-14

SEC filing

View on SEC.gov →
000-19483
2008-02-06

FORM 10-Q

View on SEC.gov →
005-89940
2022-01-26

EX-99.(A)(1)(X)

View on SEC.gov →
001-07259
2024-10-15

SEC filing

View on SEC.gov →
333-138635
2006-11-13

EX-21

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
8RW
License Status
Active
Address
CA
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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