Base
Customs Broker

ROCK TRADE LAW LLC

IL

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-06-13 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “ROCK TRADE LAW LLC” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “ROCK TRADE LAW LLC” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (2)

Notice2025-05731
2025-04-03

Notice of Issuance of Final Determination Concerning Alcohol Prep Pads

Notice2022-16073
2022-07-27

Notice of Issuance of Final Determination Concerning Certain Surgical Gowns

SEC Filings (100)

333-260095
2022-01-07

EX-99.(R)

View on SEC.gov →
814-01219
2021-08-10

EX-99.1

View on SEC.gov →
814-01345
2021-08-05

EX-99.1

View on SEC.gov →
814-01369
2021-08-13

EX-99.1

View on SEC.gov →
814-01284
2021-08-12

EX-99.1

View on SEC.gov →
000-56371
2021-12-01

EX-99.1

View on SEC.gov →
814-01190
2021-08-04

EX-99.1

View on SEC.gov →
814-01369
2022-03-10

EX-14.1

View on SEC.gov →
814-01190
2022-02-23

EX-14.1

View on SEC.gov →
814-01445
2022-03-25

EX-14.1

View on SEC.gov →
814-01345
2022-02-25

EX-14.1

View on SEC.gov →
814-01219
2022-03-04

EX-14.1

View on SEC.gov →
814-01284
2022-03-11

EX-14.1

View on SEC.gov →
000-56371
2022-03-17

EX-14.1

View on SEC.gov →
333-249525
2020-10-16

EXHIBIT (R)

View on SEC.gov →
814-01219
2020-08-11

EX-99.1

View on SEC.gov →
333-233186
2020-08-05

EX-99.1

View on SEC.gov →
000-55977
2020-08-11

EX-99.1

View on SEC.gov →
000-56173
2020-08-04

EXHIBIT 99.1

View on SEC.gov →
811-10401
2024-06-24

EX-99.(P)(2) CODE OF ETHICS FOR ADVISER

View on SEC.gov →
333-62298
2013-06-24

CODE OF ETHICS

View on SEC.gov →
333-237929
2024-07-22

EXHIBIT (K)(1)

View on SEC.gov →
000-54444
2012-09-13

EXHIBIT 10.18

View on SEC.gov →
333-62298
2015-06-18

CODE OF ETHICS FOR FUND AND ADVISER

View on SEC.gov →
333-240039
2024-07-22

EXHIBIT (K)(1)

View on SEC.gov →
811-23798
2022-10-14

EXHIBIT (K)(1)

View on SEC.gov →
000-54444
2012-09-13

EXHIBIT 10.13

View on SEC.gov →
001-35371
2023-06-20

EXHIBIT 10.2

View on SEC.gov →
811-22743
2019-08-06

BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND

View on SEC.gov →
333-238482
2020-06-01

EX-10.11

View on SEC.gov →
001-41537
2022-10-28

EXHIBIT 10.1

View on SEC.gov →
005-93807
2022-11-02

EXHIBIT 3

View on SEC.gov →
001-39521
2022-05-16

EX-10.2

View on SEC.gov →
001-36002
2020-12-22

EXHIBIT 10.2

View on SEC.gov →
005-93807
2022-11-02

EXHIBIT 3

View on SEC.gov →
005-93807
2023-09-01

EXHIBIT 2

View on SEC.gov →
001-35371
2023-08-02

EXHIBIT 10.2

View on SEC.gov →
005-93807
2022-11-02

EXHIBIT 2

View on SEC.gov →
333-203369-04
2020-12-22

EXHIBIT 10.2

View on SEC.gov →
005-93807
2023-09-01

EXHIBIT 3

View on SEC.gov →
005-93807
2022-11-02

EXHIBIT 2

View on SEC.gov →
001-36002
2022-01-18

EXHIBIT 10.2

View on SEC.gov →
333-203369-04
2022-01-18

EXHIBIT 10.2

View on SEC.gov →
033-73404
2008-07-29

CODE OF ETHICS OF COPPER ROCK CAPITAL PARTNERS, LLC

View on SEC.gov →
333-15881
2008-04-22

CODE OF ETHICS OF COPPER ROCK CAPITAL PARTNERS, LLC

View on SEC.gov →
001-12613
2014-11-24

FIFTH AMENDED AND RESTATED RECEIVABLES SALE AGREEMENT

View on SEC.gov →
000-28753
2009-09-28

STOCK PURCHASE AGREEMENT

View on SEC.gov →
001-39521
2022-05-16

425

View on SEC.gov →
000-54532
2012-01-24

AMENDMENT NO. 2 TO FORM 10

View on SEC.gov →
333-15881
2007-04-16

CODE OF ETHICS OF COPPER ROCK CAPITAL PARTNERS, LLC

View on SEC.gov →
811-10401
2011-05-09

BRIGHT ROCK FUNDS ANNUAL REPORT 02-28-2011

View on SEC.gov →
000-54532
2011-12-05

AMENDMENT NO. 1 TO FORM 10

View on SEC.gov →
333-191566
2013-10-04

EXHIBIT 10.8

View on SEC.gov →
000-54532
2011-10-24

FORM 10

View on SEC.gov →
033-87244
2009-12-18

EX-99P.119 RED ROCKS COE 03-19-2009

View on SEC.gov →
333-53450
2009-07-31

AMENDED AND RESTATED CODE OF ETHICS FOR COPPER ROCK CAPITAL PARTNERS, LLC

View on SEC.gov →
005-51487
2011-02-14

EX-99.A.5

View on SEC.gov →
001-41537
2025-03-06

EX-19.1

View on SEC.gov →
811-22398
2024-03-18

CODE OF ETHICS - SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC

View on SEC.gov →
005-44521
2011-02-11

EX-99.A.5

View on SEC.gov →
811-22110
2010-06-04

SEC filing

View on SEC.gov →
333-255258333-255258-03333-255258-30333-255258-27333-255258-14333-255258-13333-255258-34333-255258-21333-255258-44333-255258-06333-255258-40333-255258-41333-255258-42333-255258-31333-255258-32333-255258-33333-255258-36333-255258-37333-255258-22333-255258-23333-255258-01333-255258-24333-255258-25333-255258-26333-255258-39333-255258-05333-255258-04333-255258-02333-255258-20333-255258-19333-255258-35333-255258-18333-255258-17333-255258-16333-255258-12333-255258-11333-255258-10333-255258-09333-255258-08333-255258-29333-255258-28333-255258-38333-255258-43333-255258-07333-255258-15
2021-04-15

EX-25.1

View on SEC.gov →
000-29464
2008-03-31

EXHIBIT 10.26 SUPPLY AND LICENSE AGREEMENT

View on SEC.gov →
811-10401
2024-04-30

BRIGHT ROCK FUNDS ANNUAL REPORT 2-29-24

View on SEC.gov →
000-53361
2021-05-04

PLAINTIFFS' BRIEF IN SUPPORT OF MOTION FOR ATTORNEYS' FEES AND PRE-AND POST-JUDGMENT INTEREST FILED ON APRIL 27, 2021

View on SEC.gov →
333-255258333-255258-03333-255258-30333-255258-27333-255258-14333-255258-13333-255258-34333-255258-21333-255258-44333-255258-06333-255258-40333-255258-41333-255258-42333-255258-31333-255258-32333-255258-33333-255258-36333-255258-37333-255258-22333-255258-23333-255258-01333-255258-24333-255258-25333-255258-26333-255258-39333-255258-05333-255258-04333-255258-02333-255258-20333-255258-19333-255258-35333-255258-18333-255258-17333-255258-16333-255258-12333-255258-11333-255258-10333-255258-09333-255258-08333-255258-29333-255258-28333-255258-38333-255258-43333-255258-07333-255258-15
2021-04-15

EX-3.90

View on SEC.gov →
001-39653
2021-05-03

EX-99.2

View on SEC.gov →
001-39653
2021-05-03

EX-99.2

View on SEC.gov →
000-55722
2019-04-01

FORM OF SECURITY AGREEMENT, DATED MARCH 1, 2019, BY AND BETWEEN HELIX TCS, INC., THE SUBSIDIARIES OF HELIX TCS, INC. AND DIAMONDROCK LLC

View on SEC.gov →
333-62298
2010-05-20

CODE OF ETHICS (BRIGHT ROCK CAPITAL MANAGEMENT, LLC)

View on SEC.gov →
000-29464
2006-01-03

SEC filing

View on SEC.gov →
000-51229
2021-03-31

SECURITY AGREEMENT, DATED DECEMBER 24, 2020, BETWEEN GVEST HOMES I LLC AND CAMARGO INVESTMENTS III, LLC

View on SEC.gov →
001-33016
2014-03-18

DEF 14A

View on SEC.gov →
000-23153
2009-02-09

ASSET PURCHASE AGREEMENT BETWEEN BISHOP ROCK SOFTWARE, INC., PETER C. SARNA, II, SOL LIZARBRAM, STEVEN FLOREK, CLYDESDALE PARTNERS I, LLC AND CLYDESDALE PARTNERS II, LLC AND THE COMPANY, DATED JANUARY 14, 2008

View on SEC.gov →
811-21237
2018-06-04

UNIFIED SERIES TRUST

View on SEC.gov →
005-43521
2011-12-02

EX-99.D.5

View on SEC.gov →
000-54532
2015-02-03

10-K/A

View on SEC.gov →
811-08009
2006-02-03

CODE OF ETHICS OF COPPER ROCK CAPITAL PARTNERS LLC

View on SEC.gov →
811-09253
2018-08-17

SEC filing

View on SEC.gov →
001-37648
2021-12-08

SEC filing

View on SEC.gov →
333-258945
2021-08-20

N-2ASR

View on SEC.gov →
000-54444
2012-09-13

EXHIBIT 10.17

View on SEC.gov →
333-207357
2016-02-11

POSASR

View on SEC.gov →
333-207357
2016-03-24

POS AM

View on SEC.gov →
001-12613
2008-11-26

SECOND AMENDMENT AND RESTAED RECEIVABLES SALE AGREEMENT

View on SEC.gov →
333-207357
2016-03-22

POS AM

View on SEC.gov →
333-204696
2015-08-31

S-4/A

View on SEC.gov →
811-04391
2006-06-30

COE - COPPER ROCK CAPITAL PARTNERS, LLC

View on SEC.gov →
811-21079
2011-04-06

DEFINITIVE INFORMATION STATEMENT

View on SEC.gov →
001-35365
2011-12-20

OMNIBUS AGREEMENT, DATED DECEMBER 14, 2011

View on SEC.gov →
001-33016
2014-01-31

PRE 14A

View on SEC.gov →
377-08026
2025-05-19

SEC filing

View on SEC.gov →
001-33738
2011-03-16

EXHIBIT 99.3

View on SEC.gov →
333-207357
2015-10-09

S-3ASR

View on SEC.gov →
333-268478
2024-03-11

POS AM

View on SEC.gov →
333-123467
2016-07-29

SEC filing

View on SEC.gov →
333-204696
2015-07-24

S-4/A

View on SEC.gov →
333-123467
2017-07-27

SEC filing

View on SEC.gov →
333-201255-113333-201255-105333-201255-89333-201255-111333-201255-119333-201255-90333-201255-116333-201255-112333-201255-101333-201255-85333-201255-96333-201255-84333-201255-102333-201255-140333-201255-133333-201255-77333-201255-114333-201255-118333-201255-36333-201255-69333-201255-141333-201255-40333-201255-81333-201255-72333-201255-47333-201255-45333-201255-16333-201255-142333-201255-35333-201255-30333-201255-23333-201255-131333-201255-09333-201255-08333-201255-148333-201255-135333-201255-04333-201255-139333-201255-143333-201255-157333-201255-156333-201255-83333-201255-80333-201255-125333-201255-58333-201255-66333-201255-52333-201255-33333-201255-05333-201255-39333-201255-153333-201255-67333-201255-32333-201255-29333-201255-14333-201255-15333-201255-17333-201255-25333-201255-109333-201255-145333-201255-100333-201255-103333-201255-97333-201255-91333-201255-93333-201255-115333-201255-110333-201255-88333-201255-48333-201255-134333-201255-70333-201255-124333-201255-108333-201255-37333-201255-38333-201255-78333-201255-54333-201255-22333-201255-31333-201255-24333-201255-12333-201255-03333-201255-146333-201255-138333-201255-151333-201255-155333-201255-129333-201255-126333-201255-56333-201255-64333-201255-44333-201255-02333-201255-75333-201255-10333-201255-18333-201255-106333-201255-71333-201255-79333-201255-62333-201255-59333-201255-127333-201255333-201255-123333-201255-42333-201255-87333-201255-49333-201255-137333-201255-55333-201255-50333-201255-43333-201255-26333-201255-149333-201255-107333-201255-63333-201255-46333-201255-154333-201255-74333-201255-19333-201255-94333-201255-120333-201255-136333-201255-104333-201255-21333-201255-147333-201255-130333-201255-51333-201255-07333-201255-11333-201255-144333-201255-122333-201255-95333-201255-86333-201255-41333-201255-76333-201255-73333-201255-13333-201255-06333-201255-128333-201255-68333-201255-57333-201255-20333-201255-01333-201255-121333-201255-82333-201255-132333-201255-65333-201255-150333-201255-60333-201255-53333-201255-61333-201255-98333-201255-92333-201255-117333-201255-152333-201255-28333-201255-34333-201255-27
2014-12-24

EX-5.7

View on SEC.gov →
811-10401
2021-11-03

BRIGHT ROCK FUNDS SEMIANNUAL REPORT 8-31-21

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
8QQ
License Status
Active
Address
IL
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

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