Base
Customs Broker

Wai Kuen Lau

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “Wai Kuen Lau” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “Wai Kuen Lau” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-13904-01333-13904
2007-02-08

POST EFFECTIVE AMENDMENT NO.1 TO FORM F-3

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333-279752
2024-11-26

POST EFFECTIVE AMENDMENT

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333-275953
2024-02-01

REGISTRATION STATEMENT

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333-279752
2024-09-23

REGISTRATION STATEMENT

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333-275953
2024-03-21

REGISTRATION STATEMENT

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005-80981
2005-09-13

SEC filing

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333-239951
2023-10-12

SEC filing

View on SEC.gov →
333-279752
2024-08-23

FREE WRITING PROSPECTUS

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333-279752
2024-06-11

FREE WRITING PROSPECTUS

View on SEC.gov →
000-50911
2005-08-11

SEC filing

View on SEC.gov →
000-50911
2005-08-09

SEC filing

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333-275953
2024-01-30

FREE WRITING PROSPECTUS

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001-37834
2017-07-03

SEC filing

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005-89789
2018-06-07

SC 13D/A

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333-08176
2003-05-30

CLP HOLDINGS LIMITED

View on SEC.gov →
001-41999
2025-08-18

REPORT OF FOREIGN PRIVATE ISSUER

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333-181340
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

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333-181341
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181350
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181343
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181349
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181346
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181448
2012-05-15

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181449
2012-05-16

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181342
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181344
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

View on SEC.gov →
333-181348
2012-05-11

EXHIBIT 99.1 SELLING SHAREHOLDER LIST

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000-23818
2005-08-10

MASTER SALE AND PURCHASE AGREEMENT

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000-50911
2005-07-20

SEC filing

View on SEC.gov →
005-90030
2017-07-13

AMENDMENT TO SCHEDULE 14F-1

View on SEC.gov →
000-23818
2005-10-11

SUPPLEMENTAL AGREEMENT RELATING TO THE MASTER SALE AND PURCHASE AGREEMENT

View on SEC.gov →
005-90030
2017-07-03

SCHEDULE 14F-1

View on SEC.gov →
000-50911
2005-10-14

SEC filing

View on SEC.gov →
811-08394
2020-08-27

SEC filing

View on SEC.gov →
000-54292
2016-03-03

A LIST OF BENEFICIAL OWNERS OF THE AGL TRUST

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333-152242
2015-09-23

SEC filing

View on SEC.gov →
000-50911
2007-04-02

SEC filing

View on SEC.gov →
333-286296
2025-08-22

EX-23.3

View on SEC.gov →
000-50911
2007-05-15

SEC filing

View on SEC.gov →
333-286296
2025-09-02

EX-23.3

View on SEC.gov →
333-131946
2006-02-21

SEC filing

View on SEC.gov →
000-50911
2006-03-31

SEC filing

View on SEC.gov →
333-131946
2006-04-13

SEC filing

View on SEC.gov →
811-07876
2020-08-27

TCWF_NPX_0820

View on SEC.gov →
333-131946
2006-05-08

SEC filing

View on SEC.gov →
000-50911
2005-08-11

SEC filing

View on SEC.gov →
000-50911
2005-08-09

SEC filing

View on SEC.gov →
811-08201
2007-08-30

SEC filing

View on SEC.gov →
811-06674
2011-08-24

SEC filing

View on SEC.gov →
811-22004
2007-08-29

FORM N-PX

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333-131946
2006-05-19

SEC filing

View on SEC.gov →
811-08394
2015-08-28

SEC filing

View on SEC.gov →
333-13904
2006-04-12

FORM 6-K

View on SEC.gov →
811-08394
2017-08-29

SEC filing

View on SEC.gov →
000-50911
2005-10-14

SEC filing

View on SEC.gov →
000-50911
2005-11-14

SEC filing

View on SEC.gov →
000-30354
2012-11-28

FORM 6-K

View on SEC.gov →
811-07876
2015-08-28

SEC filing

View on SEC.gov →
811-06674
2015-08-18

ABEREDEEN GREATER CHINA FUND, INC.

View on SEC.gov →
377-06499
2023-02-27

SEC filing

View on SEC.gov →
811-07876
2017-08-29

SEC filing

View on SEC.gov →
333-131946
2006-06-06

SEC filing

View on SEC.gov →
333-275953
2023-12-20

REGISTRATION STATEMENT

View on SEC.gov →
333-275953
2024-01-29

REGISTRATION STATEMENT

View on SEC.gov →
000-50911
2005-08-11

SEC filing

View on SEC.gov →
333-146986
2008-03-05

SEC filing

View on SEC.gov →
000-50911
2005-08-09

SEC filing

View on SEC.gov →
811-21953
2008-08-19

FORM N-PX

View on SEC.gov →
811-06674
2010-08-10

N-PX

View on SEC.gov →
333-275953
2023-12-08

REGISTRATION STATEMENT

View on SEC.gov →
333-146986
2008-01-22

SEC filing

View on SEC.gov →
001-41879
2025-01-24

GARDEN STAGE LIMITED ANNOUNCES UNAUDITED FINANCIAL RESULTS FOR THE FIRST HALF OF FISCAL YEAR 2025

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333-279752
2024-10-28

REGISTRATION STATEMENT

View on SEC.gov →
333-146986
2008-04-01

SEC filing

View on SEC.gov →
333-275953
2024-05-08

REGISTRATION STATEMENT

View on SEC.gov →
377-06884
2023-09-22

SEC filing

View on SEC.gov →
333-146986
2008-04-22

SEC filing

View on SEC.gov →
377-06884
2023-11-09

SEC filing

View on SEC.gov →
377-06884
2023-10-26

SEC filing

View on SEC.gov →
811-06121
2006-08-29

SEC filing

View on SEC.gov →
811-21308
2011-08-08

N-PX

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333-294360
2026-03-16

REGISTRATION STATEMENT

View on SEC.gov →
811-21910
2012-08-28

CLAYMORE ETF TRUST 2

View on SEC.gov →
811-06674
2005-08-29

N-PX

View on SEC.gov →
333-279752
2024-05-28

REGISTRATION STATEMENT

View on SEC.gov →
000-50911
2005-08-15

SEC filing

View on SEC.gov →
333-279752
2024-08-09

REGISTRATION STATEMENT

View on SEC.gov →
811-04710
2010-08-10

N-PX

View on SEC.gov →
333-279752
2024-06-05

REGISTRATION STATEMENT

View on SEC.gov →
811-03143
2009-08-31

TGSCF N-PX 06-30-09

View on SEC.gov →
333-279752
2024-08-19

REGISTRATION STATEMENT

View on SEC.gov →
001-41999
2024-10-31

ANNUAL REPORT

View on SEC.gov →
000-50911
2007-08-14

SEC filing

View on SEC.gov →
811-21910
2015-08-07

CLAYMORE ETF TRUST 2

View on SEC.gov →
811-05749
2013-08-23

SEC filing

View on SEC.gov →
811-21308
2009-08-26

N-PX/A

View on SEC.gov →
811-21726
2006-07-26

SEC filing

View on SEC.gov →
811-04854
2009-08-31

SEC filing

View on SEC.gov →
811-21953
2007-08-24

OPPENHEIMER BARING CHINA FUND FORM N-PX

View on SEC.gov →
811-21910
2015-08-07

CLAYMORE ETF TRUST 2

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
8N5
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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