Base
Customs Broker

CHARLES HAPPEL, INC.

NY

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

License Age

42 yrs

FMC / CBP license tenure

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-28 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “CHARLES HAPPEL, INC.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “CHARLES HAPPEL, INC.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

Federal Register Mentions (1)

Notice03-5347
2003-03-07

Ocean Transportation Intermediary License Revocations

SEC Filings (100)

005-50132
2012-04-02

SC TO-I/A

View on SEC.gov →
001-11917
2008-08-21

EDGAR SUPPORTING DOCUMENT

View on SEC.gov →
005-50132
2012-03-28

SC TO-I/A

View on SEC.gov →
001-11917
2018-05-08

EDGAR SUPPORTING DOCUMENT

View on SEC.gov →
005-50132
2012-02-28

SC TO-I

View on SEC.gov →
002-38512
2008-02-08

SEC filing

View on SEC.gov →
001-11917
2020-02-26

EXHIBIT 99.1

View on SEC.gov →
001-11917
2012-03-09

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2015-11-10

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2018-02-05

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2017-03-31

DEF 14A

View on SEC.gov →
005-50132
2012-03-07

SC TO-I/A

View on SEC.gov →
001-11917
2020-05-07

EXHIBIT 10.3

View on SEC.gov →
001-11917
2019-02-07

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2019-03-29

DEF 14A

View on SEC.gov →
033-12791
2009-04-29

JOINT INSUREDS DO & EO AGREEMENT

View on SEC.gov →
001-11917
2018-03-29

DEF 14A

View on SEC.gov →
002-38512
2009-11-25

EX-99.(H)(2)(V)

View on SEC.gov →
001-11917
2013-02-13

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2015-03-20

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2020-02-04

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-03-07

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2012-02-17

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2011-02-22

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2012-03-08

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-12-05

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2009-01-20

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2012-02-03

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2016-12-09

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2017-02-03

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2008-08-21

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2015-03-17

PRE 14A

View on SEC.gov →
001-11917
2013-02-05

PRIMARY DOCUMENT

View on SEC.gov →
002-38512
2010-09-30

EX-99.H.2

View on SEC.gov →
001-11917
2018-05-08

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2021-04-29

10-K/A

View on SEC.gov →
001-11917
2009-06-10

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-02-04

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2016-05-16

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2015-03-31

PROXY

View on SEC.gov →
001-11917
2011-01-19

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2020-06-09

8-K

View on SEC.gov →
001-11917
2011-11-09

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2008-11-19

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2011-02-15

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2010-01-20

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2010-12-09

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-06-19

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-03-05

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2013-03-29

DEF 14A

View on SEC.gov →
001-11917
2017-02-08

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2020-03-31

DEF 14A

View on SEC.gov →
001-11917
2014-11-12

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-03-05

EDGAR SUPPORTING DOCUMENT

View on SEC.gov →
001-11917
2015-02-03

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2011-11-09

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2016-02-03

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2008-08-11

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2013-03-13

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-11-12

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2016-03-21

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2012-02-29

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2010-12-08

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2012-02-08

SEC filing

View on SEC.gov →
001-11917
2014-03-31

DEF 14A

View on SEC.gov →
005-50132
2012-03-15

SC TO-I/A

View on SEC.gov →
001-11917
2018-02-08

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2013-03-22

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2010-02-19

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2014-03-07

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2015-09-16

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2013-08-30

PRIMARY DOCUMENT

View on SEC.gov →
001-11917
2011-03-09

PRELIMINARY PROXY FBL FINANCIAL GROUP, INC.

View on SEC.gov →
001-11917
2019-02-05

PRIMARY DOCUMENT

View on SEC.gov →
005-60719
2016-10-17

SCHEDULE 14D9/A (AMENDMENT NO. 3)

View on SEC.gov →
001-11917
2012-03-15

SEC filing

View on SEC.gov →
001-11917
2012-03-30

SEC filing

View on SEC.gov →
001-11917
2011-03-31

PROXY STATEMENT

View on SEC.gov →
333-63972
2011-04-29

EXHIBIT (B)(8)(H)

View on SEC.gov →
001-11917
2010-03-31

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-11917
2010-03-11

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
001-11917
2016-03-31

DEF 14A PROXY

View on SEC.gov →
001-11917
2011-03-31

MATERIALS

View on SEC.gov →
333-106757
2011-04-29

EX-99.I.1

View on SEC.gov →
084-00201
2008-08-19

SEC filing

View on SEC.gov →
001-36416
2016-05-26

EX-10.4

View on SEC.gov →
084-00201
2011-02-09

SEC filing

View on SEC.gov →
333-104424
2011-04-29

EX-99.B.8.K

View on SEC.gov →
084-00201
2009-02-27

SEC filing

View on SEC.gov →
001-08649
2019-04-01

EX-99.1

View on SEC.gov →
084-00201
2012-03-30

SEC filing

View on SEC.gov →
033-67538
2013-06-24

POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(A)

View on SEC.gov →
001-11917
2010-03-31

EXHIBIT 99.2

View on SEC.gov →
001-11917
2020-06-09

EXHIBIT 99.1

View on SEC.gov →
084-00201
2009-10-23

SEC filing

View on SEC.gov →
001-08649
2019-02-15

EX-99.1

View on SEC.gov →
001-11917
2009-09-03

LIVE FILING

View on SEC.gov →
333-87766
2013-06-24

POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(A)

View on SEC.gov →
333-87632
2013-06-24

POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(A)

View on SEC.gov →
084-00201
2009-06-10

SEC filing

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
084
License Status
Active
Address
NY
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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