Base
Customs Broker

SHANNON BROKERAGE CO.

AZ

Cross-Source Intelligence

Arrivals (12 mo)

0

0 active ports

Active Ports

0

Distinct US ports with vessel activity

Compliance

Clear

6 lists screened

License Age

25 yrs

FMC / CBP license tenure

Data compiled from CBP Licensed Brokers, OpenSanctions, OFAC SDN, BIS Consolidated Screening List · As of 2026-04-26 · Updates daily

Sanctions & Compliance Screening

OFAC Specially Designated Nationals (SDN)

No matches found

Search of the OFAC SDN list for “SHANNON BROKERAGE CO.” returned no matches.

BIS Consolidated Screening List (CSL)

No matches found

Search of the BIS CSL for “SHANNON BROKERAGE CO.” returned no matches. This covers the BIS Entity List, Denied Persons List, OFAC SDN, ITAR Debarred, and 10 other U.S. export control lists.

SEC Filings (100)

333-192502
2019-02-22

CODE OF ETHICS OF SHANNON RIVER FUND MANAGEMENT LLC, EFFECTIVE OCTOBER 2018.

View on SEC.gov →
333-192502
2017-02-27

CODE OF ETHICS OF SHANNON RIVER FUND MANAGEMENT LLC, DATED OCTOBER 2016.

View on SEC.gov →
333-102461
2012-10-16

SUPPLEMENTARY MATERIALS

View on SEC.gov →
333-102461
2011-02-15

POST EFFECTIVE AMENDMENT

View on SEC.gov →
333-102461
2011-04-20

POST EFFECTIVE AMENDMENT

View on SEC.gov →
333-102461
2012-04-13

POST EFFECTIVE AMENDMENT

View on SEC.gov →
811-21279
2010-10-05

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
811-21279
2010-10-18

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-33518
2016-07-18

EX-99.1

View on SEC.gov →
005-48063
2009-02-26

SEC filing

View on SEC.gov →
000-50146
2004-03-22

EX-10.1

View on SEC.gov →
005-79759
2004-03-22

SC 14F1

View on SEC.gov →
811-22915
2017-02-21

DEFINITIVE INFORMATION STATEMENT

View on SEC.gov →
001-33518
2014-02-06

TRANSCRIPT

View on SEC.gov →
811-03445
2010-10-05

PRELIMINARY PROXY STATEMENT

View on SEC.gov →
811-03445
2010-10-15

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
000-32997
2002-05-22

SEC filing

View on SEC.gov →
333-102461
2013-04-26

POST EFFECTIVE AMENDMENT

View on SEC.gov →
333-102461
2013-08-13

SUPPLEMENTARY MATERIALS (497E - FULL SUPPLEMENT)

View on SEC.gov →
333-99443
2003-02-12

424B2

View on SEC.gov →
000-52692
2009-10-23

DEFINITIVE INFORMATION STATEMENT

View on SEC.gov →
001-33518
2015-04-24

EX-99.1

View on SEC.gov →
000-32997
2003-03-31

SEC filing

View on SEC.gov →
001-41907
2025-02-24

SEC filing

View on SEC.gov →
001-33518
2016-02-12

EX-99.1

View on SEC.gov →
333-99443
2003-02-04

SB-2/A

View on SEC.gov →
000-27251
2015-07-28

AMENDMENT TO PRELIMINARY 14A

View on SEC.gov →
000-32997
2002-04-15

SEC filing

View on SEC.gov →
001-03492
2024-05-07

SEC filing

View on SEC.gov →
001-33518
2014-10-27

SEC filing

View on SEC.gov →
001-41907
2024-11-12

SEC filing

View on SEC.gov →
000-51560
2011-05-04

SEC filing

View on SEC.gov →
333-82833
2008-01-22

SUPPLEMENTARY MATERIALS

View on SEC.gov →
020-32642
2023-07-19

SEC filing

View on SEC.gov →
001-41907
2024-11-13

SEC filing

View on SEC.gov →
000-27251
2015-06-24

PRELIMINARY 14A

View on SEC.gov →
001-36600
2016-04-27

DEF 14A

View on SEC.gov →
001-36600
2015-04-29

DEF 14A

View on SEC.gov →
000-50146
2003-06-16

DEF 14C

View on SEC.gov →
000-51560
2013-04-26

DEF 14A

View on SEC.gov →
333-99443
2003-01-07

SB-2/A

View on SEC.gov →
001-41907
2024-11-14

SEC filing

View on SEC.gov →
333-102461
2014-04-21

POST EFFECTIVE AMENDMENT

View on SEC.gov →
002-76969
2012-10-16

SUPPLEMENTARY MATERIALS

View on SEC.gov →
002-76969
2012-01-27

POST EFFECTIVE AMENDMENT

View on SEC.gov →
811-03445
2012-02-29

POST EFFECTIVE AMENDMENT

View on SEC.gov →
000-51560
2012-04-30

DEF 14A

View on SEC.gov →
001-33518
2016-04-28

EX-99.1

View on SEC.gov →
333-102461
2013-04-26

EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT

View on SEC.gov →
002-76969
2011-01-28

POST EFFECTIVE AMENDMENT

View on SEC.gov →
000-27251
2024-08-08

CURRENT REPORT

View on SEC.gov →
333-102461
2011-04-20

EXPENSE WAVIER AND REIMBURSEMENT AGREEMENT

View on SEC.gov →
000-27251
2008-09-19

DEFINITIVE PROXY

View on SEC.gov →
001-33518
2015-07-16

EX-99.1

View on SEC.gov →
333-102461
2010-07-19

SUPPLEMENTARY MATERIALS

View on SEC.gov →
001-33518
2014-07-17

TRANSCRIPT

View on SEC.gov →
002-76969
2010-11-29

POST EFFECTIVE AMENDMENT

View on SEC.gov →
005-79228
2021-01-05

AMENDMENT NO. 9 TO THE SCHEDULE 13D

View on SEC.gov →
000-27251
2008-09-08

SCHEDULE 14A, PROXY, PROXY STATEMENT

View on SEC.gov →
000-32997
2003-08-25

SEC filing

View on SEC.gov →
333-102461
2015-04-15

EXPENSE WAVIER AND REIMBURSEMENT AGREEMENT.

View on SEC.gov →
333-142976
2007-05-15

DON MARCOS TRADING CO.

View on SEC.gov →
001-37697
2025-04-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
001-37697
2025-04-10

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-102461
2017-04-21

AMENDED AND RESTATED EXPENSE WAIVER AND REIMBURSEMENT AGREEMENT

View on SEC.gov →
002-76969
2013-07-31

DEFINITIVE MATERIALS (SAI - 497C)

View on SEC.gov →
001-33518
2013-10-24

SEC filing

View on SEC.gov →
333-102461
2014-04-21

EXPENSE WAVIER AND REIMBURSEMENT AGREEMENT.

View on SEC.gov →
333-142976
2007-10-09

PROSPECTUS

View on SEC.gov →
333-142976
2007-10-03

DON MARCOS TRADING CO.

View on SEC.gov →
000-18188
2007-04-30

DEF 14A

View on SEC.gov →
333-142976
2007-09-10

DON MARCOS TRADING COMPANY

View on SEC.gov →
811-21279
2011-03-04

THE MERGER FUND VL ANNUAL REPOT 12-31-10

View on SEC.gov →
000-32997
2003-08-28

SEC filing

View on SEC.gov →
001-12486
2006-03-24

PROXY STATEMENT

View on SEC.gov →
001-33518
2015-10-22

EX-99.1

View on SEC.gov →
333-102461
2016-04-22

POST EFFECTIVE AMENDMENT

View on SEC.gov →
333-142976
2007-08-03

AMENDMENT NO. 2

View on SEC.gov →
333-142976
2007-07-03

AMENDMENT NO. 1

View on SEC.gov →
811-09445
2015-12-07

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-102461
2015-04-15

POST EFFECTIVE AMENDMENT

View on SEC.gov →
001-42935
2026-04-24

DEF 14A

View on SEC.gov →
001-33518
2012-02-10

SEC filing

View on SEC.gov →
001-12368
2003-04-15

PROXY 2003

View on SEC.gov →
811-21279
2017-02-16

SALES LITERATURE

View on SEC.gov →
000-32997
2002-05-21

FORM 10SB-A/4

View on SEC.gov →
811-22915
2017-09-18

DEFINITIVE INFORMATION STATEMENT

View on SEC.gov →
008-68243
2026-02-18

PUBLIC

View on SEC.gov →
000-32997
2002-05-07

FORM 10SB/A-3

View on SEC.gov →
000-18188
2008-04-29

DEFINITIVE PROXY STATEMENT

View on SEC.gov →
333-102461
2017-04-21

POST EFFECTIVE AMENDMENT - RULE 485B

View on SEC.gov →
000-30254
2004-12-30

PRELIMINARY PROXY

View on SEC.gov →
008-68243
2020-02-12

SEC filing

View on SEC.gov →
005-82259
2006-12-14

SCHEDULE 14F-1 NOTICE

View on SEC.gov →
000-30254
2005-01-21

DEFINITIVE 14 PROXY STATEMENT

View on SEC.gov →
000-30254
2004-04-27

PRELIMINARY PROXY

View on SEC.gov →
333-99443
2002-11-12

FORM SB-2/A

View on SEC.gov →
001-12486
2006-04-05

NOTICE OF PROXY STATEMENT

View on SEC.gov →
000-18188
2012-05-02

DEF 14A

View on SEC.gov →
005-83799
2011-08-02

EXHIBIT (A)(5)(II)

View on SEC.gov →

Source: SEC EDGAR Full-Text Search

Registry Details

CBP License
012
License Status
Active
Address
AZ
Classification
Customs Broker

Data Sources

Compliance Screening

No sanctions match

No exact name match found in OpenSanctions global database. This is not a guarantee of compliance — always verify through official channels.

Source: OpenSanctions (OFAC SDN, EU, UN, and 40+ additional lists)

Screening Tools

Search the Consolidated Screening List (BIS, OFAC, DDTC) and global sanctions lists.

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