Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Release No. 34-105276; File No. SR-NSCC-2026-004] April 20, 2026. I. Introduction On February 26, 2026, National Securities Clearing Corporation (“NSCC”) filed with the Securities and Exchange Commission (“Commission”) proposed rule change SR-NSCC-2026-004, pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)  [ 1 ] and Rule 19b-4 thereunder. [ 2 ] The Proposed Rule Change would amend the NSCC Rules & Procedures to offer a new transaction reporting capability which allows NSCC to disclose the Clearing Data of a Member (“Disclosing Member”) to another Member (“Receiving Member”) with which it maintains a clearing relationship, as identified by their Market Participant Identifier (“MPID”), subject to the authorization of the Disclosing Member (“MPID Transaction Reporting”). [ 3 ] The Proposed Rule ( printed page 21562) Change was published for comment in the Federal Register on March 6, 2026. [ 4 ] The Commission has received no comments on the changes proposed. For the reasons discussed below, the Commission is approving the Proposed Rule Change. II. Background NSCC offers services including clearance, settlement, risk management, central counterparty services, and a guarantee for nearly all broker-to-broker trades related to equity securities, corporate and municipal debt, American depository receipts, exchange traded funds,…
Citation: 91 FR 21561
