Securities and Exchange Commission
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission [Investment Company Act Release No. 35912; 812-15788] January 26, 2026. AGENCY: Securities and Exchange Commission (the “Commission”). ACTION: Notice. Notice of an application under: (i) section 6(c) of the Investment Company Act of 1940 (the “Investment Company Act”) for an exemption from section 22(d) and rule 22c-1 under the Investment Company Act; and (ii) section 17(d) of the Investment Company Act and rule 17d-1 under the Investment Company Act for an order permitting certain joint arrangements. SUMMARY OF APPLICATION: Applicants request an order that would permit a broker-dealer to purchase and sell to individual and institutional investors, on a principal basis, shares of a government money market fund subject to rule 2a-7 under the Investment Company Act (a “MMF”) that seeks to maintain a stable net asset value (“NAV”) per share at a price of $1.00 per share, plus or minus dealer compensation. Applicants also request an order pursuant to section 17(d) of the Investment Company Act and rule 17d-1 under the Investment Company Act authorizing affiliated dealers to enter into an arrangement with an MMF to trade the MMF's shares as described above. APPLICANTS: WisdomTree Digital Trust (the “Applicant Trust”), WisdomTree Securities Inc. (the “Affiliated Dealer”), WisdomTree Digital Management, Inc. (the “Adviser”), and WisdomTree Transfers, Inc. (the &ldqu…
Citation: 91 FR 3757
