Securities and Exchange Commission
We are proposing rule amendments to Regulation A to implement Section 401 of the Jumpstart Our Business Startups Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act, which directs the Commission to adopt rules exempting offerings of up to $50 million of securities annually from the registration requirements of the Securities Act. The proposed rules include issuer eligibility requirements, content and filing requirements for offering statements and ongoing reporting requirements for issuers.
Document Headings Document headings vary by document type but may contain the following: the agency or agencies that issued and signed a document the number of the CFR title and the number of each part the document amends, proposes to amend, or is directly related to the agency docket number / agency internal file number the RIN which identifies each regulatory action listed in the Unified Agenda of Federal Regulatory and Deregulatory Actions See the Document Drafting Handbook for more details. Securities and Exchange Commission 17 CFR Parts 230, 232, 239, 240 and 260 [Release Nos. 33-9497; 34-71120; 39-2493; File No. S7-11-13] RIN 3235-AL39 AGENCY: Securities and Exchange Commission. ACTION: Proposed rules. SUMMARY: We are proposing rule amendments to Regulation A to implement Section 401 of the Jumpstart Our Business Startups Act. Section 401 of the JOBS Act added Section 3(b)(2) to the Securities Act, which directs the Commission to adopt rules exempting offerings of up to $50 million of securities annually from the registration requirements of the Securities Act. The proposed rules include issuer eligibility requirements, content and filing requirements for offering statements and ongoing reporting requirements for issuers. DATES: Comments should be received by March 24, 2014. ADDRESSES: Comments may be submitted by any of the following methods: Electronic Comments: Use the Commission's Internet comment forms ( http://www.sec.gov/​rules/​proposed.shtml ) ; Send an email to rule-comments@sec.gov . Please include File Number S7-11-13 on the subject line; or Use the Federal Rulemaking Portal ( http://www.regulations.gov ). Follow the instructions for submitting comments. Paper Comments: Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number S7-11-13. This file number should be included on the subject line if email is…
Citation: 79 FR 3926
